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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Bath, NC

Every SEC-registered investment adviser representative at a firm office in Bath, with the firms that employ the most of them.

The short answer

2 registered advisors work in Bath; the most are at Cambridge Investment Research Advisors, Inc. (1). 1 list the CFP designation and 1 are also registered broker representatives.

Firms with the most advisors in Bath

FirmAdvisors in Bath
Cambridge Investment Research Advisors, Inc. news1
Creekside Financial Planning, L.L.C.1

Advisors in Bath, A to Z

CFP advisors in Bath →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,308Raleigh 1,725Greensboro 521Durham 463Wilmington 413Cary 284Chapel Hill 276Asheville 258Winston-Salem 243Winston Salem 238Huntersville 196Cornelius 174Greenville 116Mooresville 108Hickory 99Fayetteville 95Matthews 92Concord 88High Point 85Apex 76New Bern 61Hendersonville 60Burlington 59Wake Forest 58

Questions

How many financial advisors are in Bath, NC?

2 investment adviser representatives are registered at firm offices in Bath, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Bath?

Cambridge Investment Research Advisors, Inc., with 1 registered advisors in Bath, followed by Creekside Financial Planning, L.L.C. with 1.

How do I check a financial advisor in Bath?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.