Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Tonawanda, NY
Every SEC-registered investment adviser representative at a firm office in Tonawanda, with the firms that employ the most of them.
13 registered advisors work in Tonawanda; the most are at Citizens Securities, Inc. (2). 1 list the CFP designation and 13 are also registered broker representatives.
Firms with the most advisors in Tonawanda
Advisors in Tonawanda, A to Z
CFP advisors in Tonawanda →- Donald A. ArmstrongKey Investment Services LLC
- Anthony D. BaeumlerLPL Enterprise, LLC
- Darren C. ButlerCitizens Securities, Inc.
- James G. CareyEdward Jones
- Jordan M. HonanKey Investment Services LLC
- Richard J. HulburdCitizens Securities, Inc.
- Cullen B. McGloinPrincipal Advised Services
- Kristin M. MeyerUnited Planners' Financial Services Of America A Limited Partner
- Michelle ScrivaniLPL Financial LLC
- Jason L. SpatzMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Christian S. ThompsonHsbc Securities (USA) Inc.
- Craig N. WarnerTiaa-Cref Individual & Institutional Services, LLC
- Kenneth M. WeinsteinCetera Investment Advisers LLC · Certified Financial Planner
Other cities in New York
All of New York →New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124
Questions
How many financial advisors are in Tonawanda, NY?
13 investment adviser representatives are registered at firm offices in Tonawanda, New York, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 1 list the CFP designation.
Which firm has the most financial advisors in Tonawanda?
Citizens Securities, Inc., with 2 registered advisors in Tonawanda, followed by Key Investment Services LLC with 2.
How do I check a financial advisor in Tonawanda?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.