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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in New Hartford, NY

Every SEC-registered investment adviser representative at a firm office in New Hartford, with the firms that employ the most of them.

42 registered advisors work in New Hartford; the most are at Robert W. Baird & Co. Incorporated (12). 8 list the CFP designation and 29 are also registered broker representatives.

Firms with the most advisors in New Hartford

FirmAdvisors in New Hartford
Robert W. Baird & Co. Incorporated news12
Ascent Wealth Partners, LLC10
MML Investors Services, LLC4
Commonwealth Financial Network news3
Ameriprise Financial Services, LLC news2
Eagle Strategies LLC2
Key Investment Services LLC2
LPL Financial LLC news2
Ballast Capital Advisors, LLC1
Cs Planning Corp.1
Equitable Advisors, LLC news1
LPL Enterprise, LLC news1
Quartz Partners Investment Management1

Advisors in New Hartford, A to Z

CFP advisors in New Hartford →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in New Hartford, NY?

42 investment adviser representatives are registered at firm offices in New Hartford, New York, according to the SEC's Investment Adviser Public Disclosure records. 29 of them are also registered as broker representatives, and 8 list the CFP designation.

Which firm has the most financial advisors in New Hartford?

Robert W. Baird & Co. Incorporated, with 12 registered advisors in New Hartford, followed by Ascent Wealth Partners, LLC with 10.

How do I check a financial advisor in New Hartford?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.