Investment adviser representative · Ballast Capital Advisors, LLC
Chad Carstensen
CRD 5884674 · New Hartford, NY
At a glance
Chad Carstensen is an investment adviser representative with Ballast Capital Advisors, LLC in New Hartford, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Chad’s SEC record dates to 2016, about 10 years ago.
Current advisory firm
- Ballast Capital Advisors, LLCSince July 2016New Hartford, NY · $329M in regulatory assets
SEC adviser record
- Registered since
- 2016 (10 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Chad’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.