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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lake Placid, NY

Every SEC-registered investment adviser representative at a firm office in Lake Placid, with the firms that employ the most of them.

The short answer

12 registered advisors work in Lake Placid; the most are at Renaissance Macro Research LLC (5). 3 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in Lake Placid

FirmAdvisors in Lake Placid
Renaissance Macro Research LLC5
Cetera Investment Advisers LLC news2
Osaic Wealth, Inc. news2
Ameriprise Financial Services, LLC news1
Edward Jones news1
Mercer Global Advisors Inc.1

Advisors in Lake Placid, A to Z

CFP advisors in Lake Placid →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Lake Placid, NY?

12 investment adviser representatives are registered at firm offices in Lake Placid, New York, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Lake Placid?

Renaissance Macro Research LLC, with 5 registered advisors in Lake Placid, followed by Cetera Investment Advisers LLC with 2.

How do I check a financial advisor in Lake Placid?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.