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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in West Los Angeles, CA

Every SEC-registered investment adviser representative at a firm office in West Los Angeles, with the firms that employ the most of them.

2 registered advisors work in West Los Angeles; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in West Los Angeles

FirmAdvisors in West Los Angeles
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2

Advisors in West Los Angeles, A to Z

Search all of California →

Other cities in California

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San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in West Los Angeles, CA?

2 investment adviser representatives are registered at firm offices in West Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in West Los Angeles?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 2 registered advisors in West Los Angeles.

How do I check a financial advisor in West Los Angeles?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.