Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Sierra Madre, CA
Every SEC-registered investment adviser representative at a firm office in Sierra Madre, with the firms that employ the most of them.
4 registered advisors work in Sierra Madre; the most are at J.P. Morgan Securities LLC (1). 1 list the CFP designation and 3 are also registered broker representatives.
Firms with the most advisors in Sierra Madre
| Firm | Advisors in Sierra Madre |
|---|---|
| J.P. Morgan Securities LLC news | 1 |
| Mercer Global Advisors Inc. | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated news | 1 |
| Strategic Advisers LLC | 1 |
Advisors in Sierra Madre, A to Z
CFP advisors in Sierra Madre →- Stanford D. BaerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Sean A. GomezJ.P. Morgan Securities LLC
- Christopher R. HerbStrategic Advisers LLC · Chartered Financial Analyst
- Kurt R. VogelMercer Global Advisors Inc. · Certified Financial Planner
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335
Questions
How many financial advisors are in Sierra Madre, CA?
4 investment adviser representatives are registered at firm offices in Sierra Madre, California, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 1 list the CFP designation.
Which firm has the most financial advisors in Sierra Madre?
J.P. Morgan Securities LLC, with 1 registered advisors in Sierra Madre, followed by Mercer Global Advisors Inc. with 1.
How do I check a financial advisor in Sierra Madre?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.