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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Saugus, CA

Every SEC-registered investment adviser representative at a firm office in Saugus, with the firms that employ the most of them.

3 registered advisors work in Saugus; the most are at Citigroup Global Markets Inc. (2). 0 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in Saugus

FirmAdvisors in Saugus
Citigroup Global Markets Inc. news2
J.P. Morgan Securities LLC news1

Advisors in Saugus, A to Z

Search all of California →

Other cities in California

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San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359

Questions

How many financial advisors are in Saugus, CA?

3 investment adviser representatives are registered at firm offices in Saugus, California, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Saugus?

Citigroup Global Markets Inc., with 2 registered advisors in Saugus, followed by J.P. Morgan Securities LLC with 1.

How do I check a financial advisor in Saugus?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.