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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lakeport, CA

Every SEC-registered investment adviser representative at a firm office in Lakeport, with the firms that employ the most of them.

5 registered advisors work in Lakeport; the most are at LPL Financial LLC (2). 1 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in Lakeport

FirmAdvisors in Lakeport
LPL Financial LLC news2
State Farm Investment Management Corp.2
J. Oliver Maxwell, LLC1

Advisors in Lakeport, A to Z

CFP advisors in Lakeport →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Lakeport, CA?

5 investment adviser representatives are registered at firm offices in Lakeport, California, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Lakeport?

LPL Financial LLC, with 2 registered advisors in Lakeport, followed by State Farm Investment Management Corp. with 2.

How do I check a financial advisor in Lakeport?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.