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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lake Mathews, CA

Every SEC-registered investment adviser representative at a firm office in Lake Mathews, with the firms that employ the most of them.

2 registered advisors work in Lake Mathews; the most are at Osaic Wealth, Inc. (1). 0 list the CFP designation and 1 are also registered broker representatives.

Firms with the most advisors in Lake Mathews

FirmAdvisors in Lake Mathews
Osaic Wealth, Inc. news1
Royale Investment Advisor LLC1

Advisors in Lake Mathews, A to Z

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Other cities in California

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San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Lake Mathews, CA?

2 investment adviser representatives are registered at firm offices in Lake Mathews, California, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Lake Mathews?

Osaic Wealth, Inc., with 1 registered advisors in Lake Mathews, followed by Royale Investment Advisor LLC with 1.

How do I check a financial advisor in Lake Mathews?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.