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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Dinuba, CA

Every SEC-registered investment adviser representative at a firm office in Dinuba, with the firms that employ the most of them.

4 registered advisors work in Dinuba; the most are at Cetera Investment Advisers LLC (1). 2 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in Dinuba

FirmAdvisors in Dinuba
Cetera Investment Advisers LLC news1
Cwm, LLC1
LPL Financial LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1

Advisors in Dinuba, A to Z

CFP advisors in Dinuba →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Dinuba, CA?

4 investment adviser representatives are registered at firm offices in Dinuba, California, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Dinuba?

Cetera Investment Advisers LLC, with 1 registered advisors in Dinuba, followed by Cwm, LLC with 1.

How do I check a financial advisor in Dinuba?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.