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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Sierra Vista, AZ

Every SEC-registered investment adviser representative at a firm office in Sierra Vista, with the firms that employ the most of them.

20 registered advisors work in Sierra Vista; the most are at Edward Jones (6). 6 list the CFP designation and 15 are also registered broker representatives.

Firms with the most advisors in Sierra Vista

FirmAdvisors in Sierra Vista
Edward Jones news6
Haws Financial Planning LLC3
Ameriprise Financial Services, LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Agnew Capital Management LLC1
Benjamin F. Edwards & Company, Inc.1
First Command Advisory Services1
J.P. Morgan Securities LLC news1
LPL Financial LLC news1
Raymond James Financial Services Advisors, Inc. news1
Tenbridge Partners LLC1

Advisors in Sierra Vista, A to Z

CFP advisors in Sierra Vista →

Other cities in Arizona

All of Arizona →

Scottsdale 3,200Phoenix 2,247Tucson 764Chandler 593Tempe 534Gilbert 480Mesa 300Peoria 228Glendale 106Prescott 103Surprise 81Flagstaff 65Goodyear 53Queen Creek 52Sun City 45Oro Valley 38Fountain Hills 37Cave Creek 36Yuma 32Sun City West 27Lake Havasu City 25Sedona 25San Tan Valley 23Buckeye 22

Questions

How many financial advisors are in Sierra Vista, AZ?

20 investment adviser representatives are registered at firm offices in Sierra Vista, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 15 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in Sierra Vista?

Edward Jones, with 6 registered advisors in Sierra Vista, followed by Haws Financial Planning LLC with 3.

How do I check a financial advisor in Sierra Vista?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.