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Wealth manager, independent · Sierra Vista, AZ

Haws Financial Planning LLC

SEC-registered investment adviser · CRD 299122 · SEC 801-137019

At a glance

Haws Financial Planning LLC is an SEC-registered investment adviser based in Sierra Vista, Arizona, with $105 million in regulatory assets under management as of its Form ADV filed July 30, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 90 individual clients. By Form ADV it is a wealth manager, ranked 8,168th of 8,915 wealth managers and 15,281st of 17,210 SEC-registered advisers by assets.

Main office 520-843-1559hawsfederaladvisors.comAs filed on Form ADV

Regulatory AUM
$105M
Rank among wealth managers
#8,168 of 8,915
Rank among all SEC RIAs
#15,281 of 17,210
Rank in Arizona
#183 of 212
Individual clients
90
High-net-worth clients
90
Accounts
180
Discretionary
100% of AUM
Employees
3
Advisory staff
3
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

  1. Charles Schwab$105M

Other RIAs using Charles Schwab

Broker-dealer

No broker-dealer ties

Other RIAs with no broker-dealer ties

Who it serves

Client typeClientsRegulatory AUMShare
High-net-worth individuals90$105M100%

Disciplinary disclosures

Haws Financial Planning LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Educational seminars and workshops
  • Other services

How it’s paid

  • A percentage of assets under management
  • Hourly charges
  • Fixed fees

Form ADV and brochures on the SEC’s adviser search ↗hawsfederaladvisors.com ↗

AtlasMembers

The full record on Haws Financial Planning LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff from each filing
Locked
Growth over one, three and five years
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Rank against 4,398 peers of its type and size
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Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Haws Financial Planning LLC manage?

Haws Financial Planning LLC reports $105 million in regulatory assets under management across 180 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 30, 2026.

What kind of firm is Haws Financial Planning LLC?

Haws Financial Planning LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.

Who are Haws Financial Planning LLC’s clients?

By assets, its largest client types are high-net-worth individuals ($105 million, 90 clients).

Does Haws Financial Planning LLC have any disciplinary history?

Haws Financial Planning LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Haws Financial Planning LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →