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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Maricopa, AZ

Every SEC-registered investment adviser representative at a firm office in Maricopa, with the firms that employ the most of them.

15 registered advisors work in Maricopa; the most are at J.P. Morgan Securities LLC (2). 1 list the CFP designation and 13 are also registered broker representatives.

Firms with the most advisors in Maricopa

FirmAdvisors in Maricopa
J.P. Morgan Securities LLC news2
State Farm Investment Management Corp.2
Strategic Advisers LLC2
Adviceandtaxes.com LLC1
Cetera Investment Advisers LLC news1
Charles Schwab & Co., Inc. news1
Edward Jones news1
LPL Financial LLC news1
Life Planning Advisors LLC1
MML Investors Services, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
U.S. Bancorp Advisors, LLC1

Advisors in Maricopa, A to Z

CFP advisors in Maricopa →

Other cities in Arizona

All of Arizona →

Scottsdale 3,200Phoenix 2,247Tucson 764Chandler 593Tempe 534Gilbert 480Mesa 300Peoria 228Glendale 106Prescott 103Surprise 81Flagstaff 65Goodyear 53Queen Creek 52Sun City 45Oro Valley 38Fountain Hills 37Cave Creek 36Yuma 32Sun City West 27Lake Havasu City 25Sedona 25San Tan Valley 23Buckeye 22

Questions

How many financial advisors are in Maricopa, AZ?

15 investment adviser representatives are registered at firm offices in Maricopa, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Maricopa?

J.P. Morgan Securities LLC, with 2 registered advisors in Maricopa, followed by State Farm Investment Management Corp. with 2.

How do I check a financial advisor in Maricopa?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.