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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1161
    Nephila Capital LTD.Hamilton, Bermuda · 39 clientsPrivate fund adviser
    No custodian reported
    $13B
  2. 1162
    Citizens Securities, Inc.Johnston, RI · 60,545 clientsBroker-dealer firmHybridCitizens JMP Securities, LLC
    No custodian reported
    $13B
  3. 1163
    MKP Capital Management, L.L.C.New York, NY · 8 clientsAsset manager
    No custodian reported
    $13B
  4. 1164
    Loring, Wolcott & Coolidge Fiduciary Advisors, LLPBoston, MA · 3,290 clientsWealth manager
    Loring, Wolcott & Coolidge Trust 97%
    $13B
  5. 1165
    Pugh Capital Management, Inc.Seattle, WA · 52 clientsAsset manager
    State Street 41%BNY 40%
    $13B
  6. 1166
    Ariel Investments, LLCChicago, IL · 146 clientsAsset managerHybridAriel Distributors, LLC
    Northern Trust 52%BNY 27%
    $13B
  7. 1167
    Franklin Templeton Investments Corp.Toronto (ontario), Canada · 138 clientsBroker-dealer firmAffiliated broker-dealerClarion Partners Emea Limited, Clarion Partners Europe (u.k.) Limited
    State Street 65%Royal Bank of Canada 35%
    $13B
  8. 1168
    United Planners' Financial Services of America A Limited PartnerScottsdale, AZ · 30,369 clientsBroker-dealer firmHybrid
    Schwab 70%
    $13B
  9. 1169
    Cbiz Investment Advisory Services, LLCCleveland, OH · 2,850 clientsAsset managerHybridCbiz Financial Solutions, Inc.
    Fidelity 27%
    $13B
  10. 1170
    Brookstone Capital Management LLCWheaton, IL · 54,845 clientsWealth managerWrap sponsorHybrid
    No custodian reported
    $13B
  11. 1171
    Duff & Phelps Investment Management Co.Chicago, IL · 44 clientsAsset managerHybridVP Distributors LLC
    State Street 100%
    $13B
  12. 1172
    Lingotto Investment Management LLPLondon, United Kingdom · 16 clientsPrivate fund adviser
    Northern Trust 100%
    $13B
  13. 1173
    Gusto Investment Services, LLCSan Francisco, CA · 78,064 clientsAsset managerAffiliated broker-dealerGusto Brokerage, LLC
    Benefit Trust 100%
    $13B
  14. 1174
    First Trust Capital Management L.P.Chicago, IL · 40 clientsAsset managerHybridFirst Trust Portfolios L.P.
    No custodian reported
    $13B
  15. 1175
    LS Power Equity Advisors, LLCNew York, NY · 22 clientsPrivate fund adviser
    No custodian reported
    $13B
  16. 1176
    First Eagle Alternative Credit, LLCBoston, MA · 72 clientsPrivate fund adviserHybridFEF Distributors, LLC
    BNY 83%
    $13B
  17. 1177
    Appleton Partners, Inc.Boston, MA · 6,112 clientsAsset manager
    Schwab 48%Fidelity 29%J.P. Morgan 24%
    $13B
  18. 1178
    The Caprock Group, LLCBoise, ID · 436 clientsWealth manager
    Fidelity 58%Schwab 42%
    $12B
  19. 1179
    Williams Jones Wealth Management, LLCNew York, NY · 1,754 clientsWealth managerAffiliated broker-dealer
    Schwab 56%Fidelity 28%
    $12B
  20. 1180
    Westwood Management CorpDallas, TX · 247 clientsAsset managerHybridSalient Capital L.P.
    Northern Trust 32%BNY 28%State Street 25%
    $12B
  21. 1181
    MFN Partners Management, LPBoston, MA · 1 clientsPrivate fund adviser
    No custodian reported
    $12B
  22. 1182
    Royce Investment PartnersNew York, NY · 979 clientsAsset managerHybridFranklin Distributors, LLC, Franklin Templeton International Services S.a R.L.
    Morgan Stanley 60%BNY 26%
    $12B
  23. 1183
    Oasis Capital Partners (texas) Inc.Austin, TX · 16 clientsPrivate fund adviser
    No custodian reported
    $12B
  24. 1184
    Neuberger Berman Canada ULCToronto, Ontario, Canada · 3,366 clientsAsset managerHybridNeuberger Berman BD LLC
    Fidelity 62%BNY 38%
    $12B
  25. 1185
    Sound Point CLO C-Moa, LLCNew York, NY · 24 clientsPrivate fund adviser
    No custodian reported
    $12B
  26. 1186
    Northcape CapitalSydney, New South Wales, Australia · 9 clientsAsset manager
    State Street 26%Northern Trust 24%
    $12B
  27. 1187
    Ramirez Asset Management, Inc.New York, NY · 677 clientsAsset managerHybridSamuel A. Ramirez & Company, Inc.
    BNY 36%Northern Trust 26%U.S. Bank 25%
    $12B
  28. 1188
    Aquiline Management Holdings LPNew York, NY · 33 clientsPrivate fund adviser
    No custodian reported
    $12B
  29. 1189
    Vaughan Nelson Investment Management, L.P.Houston, TX · 379 clientsAsset managerAffiliated broker-dealerNatixis Distribution, LLC
    No custodian reported
    $12B
  30. 1190
    BSP CLO Management LLCNew York, NY · 22 clientsPrivate fund adviserHybridFranklin Distributors, LLC
    No custodian reported
    $12B
  31. 1191
    Pacific Private Fund Advisors LLCNewport Beach, CA · 27 clientsPrivate fund adviserAffiliated broker-dealerPacific Select Distributors, LLC
    No custodian reported
    $12B
  32. 1192
    Altrinsic Global Advisors, LLCStamford, CT · 24 clientsAsset manager
    J.P. Morgan 66%BNY 34%
    $12B
  33. 1193
    Advisors Capital Management, LLCRidgewood, NJ · 18,140 clientsWealth manager
    Fidelity 58%LPL Financial 27%
    $12B
  34. 1194
    Hollyport Capital LLPLondon, United Kingdom · 27 clientsPrivate fund adviser
    Aztec Financial Services (jersey) Limited 100%
    $12B
  35. 1195
    Honeywell Capital Management LLCMorris Plains, NJAsset manager
    No custodian reported
    $12B
  36. 1196
    Northrock Partners, LLCMinneapolis, MN · 4,811 clientsWealth managerWrap sponsor
    Schwab 79%
    $12B
  37. 1197
    LNWSeattle, WA · 1,149 clientsWealth manager
    Schwab 100%
    $12B
  38. 1198
    Intercontinental Real Estate CorporationBoston, MA · 2 clientsPrivate fund adviser
    No custodian reported
    $12B
  39. 1199
    Mairs & PowerSt. Paul, MN · 773 clientsAsset managerHybrid
    Schwab 85%
    $12B
  40. 1200
    Churchill Investment Management LLCCharlotte, NC · 8 clientsPrivate fund adviser
    No custodian reported
    $12B

RIAs by state