Wealth manager, independent · New York, NY
Williams Jones Wealth Management, LLC
SEC-registered investment adviser · CRD 301925 · SEC 801-116946
At a glance
Williams Jones Wealth Management, LLC is an SEC-registered investment adviser based in New York, New York, with $12B in regulatory assets under management as of its Form ADV filed April 30, 2026. It reports 1,517 individual clients, 1,335 of them high-net-worth, holding an average of about $7.3 million each, and 52 employees. That ranks it 77th among the nation’s 5,657 independent wealth management RIAs and 12th of 408 in New York. It reports 3 custodians for its clients’ separately managed accounts: Charles Schwab, Fidelity and Fiduciary Trust Company International.
Main office 212-935-8750williamsjones.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $12B
- Rank among independent wealth managers
- #77 of 5,657
- Rank among all SEC RIAs
- #1,179 of 17,210
- Rank in New York
- #12 of 408
- Individual clients
- 1,517
- High-net-worth clients
- 1,335
- Accounts
- 4,788
- Discretionary
- 100% of AUM
- Employees
- 52
- Advisory staff
- 24
- Offices
- 3
Owners and executives on its Form ADV
- Jr. W. P. JonesChairman, Partner
- John J. EagerPresident, Treasurer and Partner
- Barbara A. TarmyPartner
- Hoa V. LeChief Operations Officer, Partner
- Michael J. ObrienChief Compliance Officer
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It reports a broker-dealer among its affiliates on Form ADV.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 1,335 | $11B | 88% |
| Corporations or other businesses | 84 | $1.0B | 8% |
| Charitable organizations | 127 | $271M | 2% |
| Individuals | 182 | $125M | 1% |
| Pension and profit sharing plans | 26 | $114M | <1% |
Private funds
Williams Jones Wealth Management, LLC reports 8 private funds with $186M in gross assets: hedge funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Williams Jones Wealth Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗williamsjones.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 345 peers of its type and size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New York
All of New York →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Summit Trail Advisors, LLCNew York | $20B | 639 |
| Citizens Private WealthTarrytown | $17B | 2,465 |
| Evercore Wealth Management, LLCNew York | $16B | 731 |
| Tocqueville Asset Management LPNew York | $10B | 1,159 |
| Ritholtz Wealth ManagementNew York | $9.4B | 4,139 |
| Joel Isaacson & Co., LLCNew York | $9.3B | 1,267 |
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Background
Questions
How much does Williams Jones Wealth Management, LLC manage?
Williams Jones Wealth Management, LLC reports $12B in regulatory assets under management across 4,788 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 30, 2026.
How many clients does Williams Jones Wealth Management, LLC have?
It reports 1,517 individual clients: 1,335 high-net-worth individuals and 182 other individuals. Individuals account for about 89% of its regulatory assets.
Where is Williams Jones Wealth Management, LLC headquartered?
Its main office is in New York, New York. It reports 3 offices in total and 52 employees, 24 of whom perform investment advisory functions.
How does Williams Jones Wealth Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Williams Jones Wealth Management, LLC use?
It reports 3 custodians for its clients’ separately managed accounts: Charles Schwab, Fidelity and Fiduciary Trust Company International. On Schedule D of its Form ADV filed April 30, 2026, it reports these amounts held: Charles Schwab ($5.1B); Fidelity ($2.6B); Fiduciary Trust Company International ($1.5B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Williams Jones Wealth Management, LLC a hybrid RIA with a broker-dealer?
It reports a broker-dealer among its affiliates on Form ADV.
Is Williams Jones Wealth Management, LLC a fiduciary?
As an SEC-registered investment adviser, Williams Jones Wealth Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Williams Jones Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →