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RIA comparison · SEC Form ADV

The Caprock Group, LLC vs Williams Jones Wealth Management, LLC

Two independent wealth managers side by side: assets, clients, staff, services and fees, from each firm’s own filing.

The short answer

The Caprock Group, LLC and Williams Jones Wealth Management, LLC are almost exactly the same size, with $12B and $12B in regulatory assets (The Caprock Group, LLC slightly ahead), by their latest Form ADV filings. Williams Jones Wealth Management, LLC reports more individual clients (1,517 vs 420), while The Caprock Group, LLC’s clients hold more on average (about $27 million each against $7.3 million). The Caprock Group, LLC is based in Boise, Idaho and Williams Jones Wealth Management, LLC in New York, New York.

FigureThe Caprock Group, LLCWilliams Jones Wealth Management, LLC
Regulatory AUM$12B$12B
National rank#76#77
HeadquartersBoise, IdahoNew York, New York
Individual clients4201,517
High-net-worth clients3981,335
Average client assets$27 million$7.3 million
Accounts4364,788
Discretionary98% of AUM100% of AUM
Employees6752
Advisory staff3824
Clients per advisory employee1163
Offices123
Form ADV filed2026-08-072026-04-30

The Caprock Group, LLC

Full profile →

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses and institutions
  • Selecting other advisers
  • Other services

How it’s paid

  • A percentage of assets under management
  • Fixed fees

Williams Jones Wealth Management, LLC

Full profile →

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses and institutions
  • Other services

How it’s paid

  • A percentage of assets under management

Questions

Which is bigger, The Caprock Group, LLC or Williams Jones Wealth Management, LLC?

The Caprock Group, LLC, with $12B in regulatory assets under management against $12B at Williams Jones Wealth Management, LLC. Nationally they rank #76 and #77 among 5,657 independent wealth management RIAs.

How many clients do The Caprock Group, LLC and Williams Jones Wealth Management, LLC have?

The Caprock Group, LLC reports 420 individual clients (398 high-net-worth) with 38 advisory employees; Williams Jones Wealth Management, LLC reports 1,517 (1,335 high-net-worth) with 24 advisory employees.

How do The Caprock Group, LLC and Williams Jones Wealth Management, LLC charge clients?

Only The Caprock Group, LLC lists fixed fees on Form ADV. Fee schedules and minimums are in each firm’s Form ADV Part 2A brochure.

What services do The Caprock Group, LLC and Williams Jones Wealth Management, LLC offer?

The Caprock Group, LLC lists selecting other advisers, which Williams Jones Wealth Management, LLC does not. Both offer financial planning; portfolio management for individuals and small businesses; portfolio management for pooled investment vehicles; portfolio management for businesses and institutions; other services.

More comparisons

Where these numbers come from

Every figure is the firm’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Average client assets divide the assets held for individual and high-net-worth clients by their number. Ranks compare each firm with all US-based independent wealth management RIAs, the same field as The Largest RIAs. Figures can lag recent deals and market moves.

Not an endorsement or a recommendation of either firm. Before hiring an adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search: The Caprock Group, LLC ↗, Williams Jones Wealth Management, LLC ↗. How to check a financial advisor →