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Est. 2026The front page of wealth managementNew York

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RIA comparison · SEC Form ADV

The Caprock Group, LLC vs Advisors Capital Management, LLC

Two independent wealth managers side by side: assets, clients, staff, services and fees, from each firm’s own filing.

The short answer

The Caprock Group, LLC is the larger of the two, with $12B in regulatory assets to $12B at Advisors Capital Management, LLC, 2% more than its rival, by their latest Form ADV filings. Advisors Capital Management, LLC reports more individual clients (17,842 vs 420), while The Caprock Group, LLC’s clients hold more on average (about $27 million each against $640,000). The Caprock Group, LLC is based in Boise, Idaho and Advisors Capital Management, LLC in Ridgewood, New Jersey.

FigureThe Caprock Group, LLCAdvisors Capital Management, LLC
Regulatory AUM$12B$12B
National rank#76#78
HeadquartersBoise, IdahoRidgewood, New Jersey
Individual clients42017,842
High-net-worth clients3982,863
Average client assets$27 million$640,000
Accounts43618,140
Discretionary98% of AUM100% of AUM
Employees67103
Advisory staff3857
Clients per advisory employee11313
Offices1224
Form ADV filed2026-08-072026-09-08

The Caprock Group, LLC

Full profile →

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses and institutions
  • Selecting other advisers
  • Other services

How it’s paid

  • A percentage of assets under management
  • Fixed fees

Advisors Capital Management, LLC

Full profile →

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Portfolio management for businesses and institutions
  • Pension consulting
  • Educational seminars and workshops

How it’s paid

  • A percentage of assets under management
  • Hourly charges
  • Fixed fees

Questions

Which is bigger, The Caprock Group, LLC or Advisors Capital Management, LLC?

The Caprock Group, LLC, with $12B in regulatory assets under management against $12B at Advisors Capital Management, LLC. Nationally they rank #76 and #78 among 5,657 independent wealth management RIAs.

How many clients do The Caprock Group, LLC and Advisors Capital Management, LLC have?

The Caprock Group, LLC reports 420 individual clients (398 high-net-worth) with 38 advisory employees; Advisors Capital Management, LLC reports 17,842 (2,863 high-net-worth) with 57 advisory employees.

How do The Caprock Group, LLC and Advisors Capital Management, LLC charge clients?

Only Advisors Capital Management, LLC lists hourly charges on Form ADV. Fee schedules and minimums are in each firm’s Form ADV Part 2A brochure.

What services do The Caprock Group, LLC and Advisors Capital Management, LLC offer?

The Caprock Group, LLC lists portfolio management for pooled investment vehicles; selecting other advisers; other services, which Advisors Capital Management, LLC does not. Advisors Capital Management, LLC lists pension consulting; educational seminars and workshops, which The Caprock Group, LLC does not. Both offer financial planning; portfolio management for individuals and small businesses; portfolio management for businesses and institutions.

More comparisons

Where these numbers come from

Every figure is the firm’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Average client assets divide the assets held for individual and high-net-worth clients by their number. Ranks compare each firm with all US-based independent wealth management RIAs, the same field as The Largest RIAs. Figures can lag recent deals and market moves.

Not an endorsement or a recommendation of either firm. Before hiring an adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search: The Caprock Group, LLC ↗, Advisors Capital Management, LLC ↗. How to check a financial advisor →