Asset manager · Seattle, WA
Pugh Capital Management, Inc.
SEC-registered investment adviser · CRD 111765 · SEC 801-39138
At a glance
Pugh Capital Management, Inc. is an SEC-registered investment adviser based in Seattle, Washington, with $12.8 billion in regulatory assets under management as of its Form ADV filed March 24, 2026. Its largest client group by assets is state or municipal government entities. By Form ADV it is a asset manager, ranked 456th of 3,218 asset managers and 1,165th of 17,210 SEC-registered advisers by assets.
Main office 206-322-4985pughcapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $13B
- Rank among asset managers
- #456 of 3,218
- Rank among all SEC RIAs
- #1,165 of 17,210
- Rank in Washington
- #11 of 271
- Clients
- 52
- Accounts
- 82
- Discretionary
- 100% of AUM
- Employees
- 39
- Advisory staff
- 22
- Offices
- 1
Owners and executives on its Form ADV
- Mary E. PughChair
- Ryan D. CookShareholder
- Yuyan LouShareholder
- Deanna D. HobsonCEO
- Jean-David H. LarsonPresident
- Gregory P. MoyeChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | 17 | $4.8B | 37% |
| Pension and profit sharing plans | 13 | $2.5B | 20% |
| Insurance companies | 2 | $1.9B | 15% |
| Other | 2 | $1.5B | 11% |
| Charitable organizations | 11 | $900M | 7% |
| Corporations or other businesses | 3 | $697M | 5% |
| Other investment advisers | 2 | $307M | 2% |
| Pooled investment vehicles | 2 | $277M | 2% |
Private funds
Pugh Capital Management, Inc. reports 1 private funds with $33M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Pugh Capital Management, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗pughcapital.com ↗
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The full record on Pugh Capital Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 492 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Pugh Capital Management, Inc. manage?
Pugh Capital Management, Inc. reports $12.8 billion in regulatory assets under management across 82 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 24, 2026.
What kind of firm is Pugh Capital Management, Inc.?
Pugh Capital Management, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Pugh Capital Management, Inc.’s clients?
By assets, its largest client types are state or municipal government entities ($4.8 billion, 17 clients); pension and profit sharing plans ($2.5 billion, 13 clients); insurance companies ($1.9 billion, 2 clients).
Does Pugh Capital Management, Inc. manage private funds?
Yes. It reports 1 private funds with $33 million in gross assets, including other private funds.
Does Pugh Capital Management, Inc. have any disciplinary history?
Pugh Capital Management, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Pugh Capital Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →