Asset manager · New York, NY
Royce Investment Partners
Royce & Associates, LP · SEC-registered investment adviser · CRD 107689 · SEC 801-8268
At a glance
Royce Investment Partners is an SEC-registered investment adviser based in New York, New York, with $12.4 billion in regulatory assets under management as of its Form ADV filed February 2, 2026. Its largest client group by assets is investment companies, and it reports 932 individual clients. By Form ADV it is a asset manager, ranked 464th of 3,218 asset managers and 1,182nd of 17,210 SEC-registered advisers by assets.
Main office 212-508-4500royceinvest.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $12B
- Rank among asset managers
- #464 of 3,218
- Rank among all SEC RIAs
- #1,182 of 17,210
- Rank in New York
- #312 of 2,591
- Individual clients
- 932
- High-net-worth clients
- 1
- Accounts
- 979
- Discretionary
- 100% of AUM
- Employees
- 89
- Advisory staff
- 30
- Offices
- 2
Owners and executives on its Form ADV
- John E. DenneenMember of Board of Managers, General Counsel, Secretary & Chief Legal and Chief Compliance Officer, and Limited Partner
- Christopher D. ClarkMember of Board of Managers, President and Chief Executive Officer, and Limited Partner
- Matthew NichollsMember of Board of Managers
- Seok S. OhMember of Board of Managers
- Pierre C. CaramazzaMember of Board of Managers
- Lindsey H. OshitaMember of Board of Managers
Custody and brokerage
Broker-dealer
Hybrid RIA
Royce Investment Partners is a hybrid RIA: 16 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Franklin Distributors, LLC, Franklin Templeton International Services S.a R.L., Franklin Templeton Investments (asia) Limited, Franklin Templeton Investments Corp. and Royce Fund Services, LLC.
- Franklin Distributors, LLC ↗CRD 109064
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, December 2025
- Franklin Templeton International Services S.a R.L. ↗CRD 172140
- Franklin Templeton Investments (asia) Limited ↗CRD 114898
- Franklin Templeton Investments Corp. ↗CRD 111364
- Royce Fund Services, LLC ↗CRD 14470
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, December 2025
Its Form ADV brochure (filed December 2025) names Royce Fund Services as the broker-dealer its advisers are registered with.
Certain members of Royce’s management are registered representatives of RFS. 16 Sub-Investment Management for Franklin Templeton Entities as of September 30, 2025 Royce is a sub -investment manager to:
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 16 | $10B | 85% |
| Pooled investment vehicles | 11 | $1.6B | 13% |
| Individuals | 931 | $174M | 1% |
| Charitable organizations | 4 | $84M | <1% |
| Other investment advisers | 8 | $61M | <1% |
| Corporations or other businesses | 8 | $12M | <1% |
| High-net-worth individuals | 1 | $1M | <1% |
Private funds
Royce Investment Partners reports 1 private funds with $25M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Royce Investment Partners answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗royceinvest.com ↗
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The full record on Royce Investment Partners
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 509 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Royce Investment Partners manage?
Royce Investment Partners reports $12.4 billion in regulatory assets under management across 979 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 2, 2026.
What kind of firm is Royce Investment Partners?
Royce Investment Partners is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Royce Investment Partners’s clients?
By assets, its largest client types are investment companies ($10.5 billion, 16 clients); pooled investment vehicles ($1.6 billion, 11 clients); individuals ($174 million, 931 clients).
Does Royce Investment Partners manage private funds?
Yes. It reports 1 private funds with $25 million in gross assets, including other private funds.
Does Royce Investment Partners have any disciplinary history?
Royce Investment Partners answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Royce Investment Partners’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →