Thursday, October 22, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicIN SpaceX’s AI segment now drives more than half its revenue. Here’s what advisors should watch nextFP Why AI might recommend your competitor instead of youFP Why clients are choosing phased retirement — and what advisors should know4K SPARK Forum Offering Scholarships for Retirement Plan AdvisorsFP What Schwab's new ETF platform fees mean for clients, advisorsWM RIA Platform Leaders Ask ‘What’s the Advantage in Having Your Own Form ADV?’IN Fake e-vite phishing scams put high-net-worth clients at riskRB Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager saysIN Fintech bytes: 55ip, Vise, Syntax push tax-smart tools for RIAs

Member of Board of Managers, General Counsel, Secretary & Chief Legal and Chief Compliance Officer, and Limited Partner · Royce Investment Partners

John E. Denneen

CRD 4324430 · Named on Form ADV at one SEC-registered adviser

At a glance

Royce Investment Partners, an SEC-registered asset manager based in New York, NY with $12.4 billion in regulatory assets, lists John E. Denneen on its Form ADV as Member of Board of Managers, General Counsel, Secretary & Chief Legal and Chief Compliance Officer, and Limited Partner, a control person.

Firms and roles

  • Royce Investment PartnersMember of Board of Managers, General Counsel, Secretary & Chief Legal and Chief Compliance Officer, and Limited PartnerAsset manager · New York, NY · $12B in regulatory assets

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
Locked
Each firm’s assets and growth
Locked
Search and export owners by title, state and firm size
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Christopher D. ClarkMember of Board of Managers, President and Chief Executive Officer, and Limited Partner, Royce Investment Partners
  • Matthew NichollsMember of Board of Managers, Royce Investment Partners
  • Seok S. OhMember of Board of Managers, Royce Investment Partners
  • Pierre C. CaramazzaMember of Board of Managers, Royce Investment Partners
  • Lindsey H. OshitaMember of Board of Managers, Royce Investment Partners

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.