Non-Employee Director · Western Asset Management Company
Matthew Nicholls
CRD 4707836 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Western Asset Management Company, an SEC-registered asset manager based in Pasadena, CA with $185.0 billion in regulatory assets, lists Matthew Nicholls on its Form ADV as Non-Employee Director, a control person. The SEC filings also name Matthew at 2 other registered advisers.
Firms and roles
- Western Asset Management CompanyNon-Employee DirectorAsset manager · Pasadena, CA · $185B in regulatory assets
- Clearbridge Investments, LLCDirectorAsset manager · New York, NY · $185B in regulatory assets
- Royce Investment PartnersMember of Board of ManagersAsset manager · New York, NY · $12B in regulatory assets
AtlasMembers
Matthew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (17)
- Connie S. FischerDirector of Portfolio Operations, Western Asset Management Company
- Jennifer M. JohnsonNon-Employee Director, Western Asset Management Company
- Courtney A. HoffmannGeneral Counsel and Secretary, Western Asset Management Company
- Michael C. BuchananDirector and Chief Investment Officer, Western Asset Management Company
- Kim E. StoutChief Compliance Officer, Western Asset Management Company
12 more people named with Matthew on the same filings, with titles and firms. Free in Atlas with a free account.
See all 17 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Matthew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.