General Counsel and Secretary · Western Asset Management Company
Courtney A. Hoffmann
CRD 7605606 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Western Asset Management Company, an SEC-registered asset manager based in Pasadena, CA with $185.0 billion in regulatory assets, lists Courtney A. Hoffmann on its Form ADV as General Counsel and Secretary, a control person. The SEC filings also name Courtney at 2 other registered advisers.
Firms and roles
- Western Asset Management CompanyGeneral Counsel and SecretaryAsset manager · Pasadena, CA · $185B in regulatory assets
- Western Asset Management Company LimitedDirector and Senior Executive OfficerAsset manager · London, United Kingdom · $20B in regulatory assets
- Western Asset Management Company PTE LTDNon-Executive DirectorAsset manager · Singapore, Singapore · $2.8B in regulatory assets
AtlasMembers
Courtney’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (13)
- Connie S. FischerDirector of Portfolio Operations, Western Asset Management Company
- Jennifer M. JohnsonNon-Employee Director, Western Asset Management Company
- Matthew NichollsNon-Employee Director, Western Asset Management Company
- Michael C. BuchananDirector and Chief Investment Officer, Western Asset Management Company
- Kim E. StoutChief Compliance Officer, Western Asset Management Company
8 more people named with Courtney on the same filings, with titles and firms. Free in Atlas with a free account.
See all 13 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Courtney’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.