Chief Compliance Officer · Western Asset Management Company
Kim E. Stout
CRD 1334964 · Named on Form ADV at one SEC-registered adviser
At a glance
Western Asset Management Company, an SEC-registered asset manager based in Pasadena, CA with $185.0 billion in regulatory assets, lists Kim E. Stout on its Form ADV as Chief Compliance Officer.
Firms and roles
- Western Asset Management CompanyChief Compliance OfficerAsset manager · Pasadena, CA · $185B in regulatory assets
AtlasMembers
Kim’s stakes and control
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Colleagues named on the same filings (6)
- Connie S. FischerDirector of Portfolio Operations, Western Asset Management Company
- Jennifer M. JohnsonNon-Employee Director, Western Asset Management Company
- Matthew NichollsNon-Employee Director, Western Asset Management Company
- Courtney A. HoffmannGeneral Counsel and Secretary, Western Asset Management Company
- Michael C. BuchananDirector and Chief Investment Officer, Western Asset Management Company
1 more person named with Kim on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kim’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.