Director of Portfolio Operations · Western Asset Management Company
Connie S. Fischer
CRD 2102624 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Western Asset Management Company, an SEC-registered asset manager based in Pasadena, CA with $185.0 billion in regulatory assets, lists Connie S. Fischer on its Form ADV as Director of Portfolio Operations, a control person. The SEC filings also name Connie at 1 other registered adviser.
Firms and roles
- Western Asset Management CompanyDirector of Portfolio OperationsAsset manager · Pasadena, CA · $185B in regulatory assets
- Western Asset Management Company LimitedDirector of Portfolio OperationsAsset manager · London, United Kingdom · $20B in regulatory assets
AtlasMembers
Connie’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (10)
- Jennifer M. JohnsonNon-Employee Director, Western Asset Management Company
- Matthew NichollsNon-Employee Director, Western Asset Management Company
- Courtney A. HoffmannGeneral Counsel and Secretary, Western Asset Management Company
- Michael C. BuchananDirector and Chief Investment Officer, Western Asset Management Company
- Kim E. StoutChief Compliance Officer, Western Asset Management Company
5 more people named with Connie on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Connie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.