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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1201
    Conrad Siegel Investment AdvisorsHarrisburg, PA · 570 clientsAsset manager
    Tiaa-Cref 41%Schwab 34%Empower Advisory Group 24%
    $12B
  2. 1202
    Gilder Gagnon Howe & Co. LLCNew York, NY · 5,749 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $12B
  3. 1203
    Soltis Investment Advisors, LLCSt. George, UT · 5,414 clientsWealth manager
    Fidelity 75%Schwab 25%
    $12B
  4. 1204
    The Energy & Minerals Group LPHouston, TX · 57 clientsPrivate fund adviser
    No custodian reported
    $12B
  5. 1205
    Investcorp Credit Management US LLCNew York, NY · 42 clientsPrivate fund adviserHybridInvestcorp Asia Financial Services PTE LTD., Investcorp Asset Advisory Services Limited
    State Street 100%
    $12B
  6. 1206
    Forvis Mazars Wealth Advisors, LLCSpringfield, MO · 4,584 clientsWealth managerAffiliated broker-dealerForvis Mazars Capital Advisors, LLC
    Schwab 100%
    $12B
  7. 1207
    Slate Path Capital LPNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $12B
  8. 1208
    Pointstate Capital LPNew York, NY · 19 clientsPrivate fund adviser
    No custodian reported
    $12B
  9. 1209
    Coller EQTNew York, NY · 33 clientsPrivate fund adviserAffiliated broker-dealerEQT Partners BD, LLC
    No custodian reported
    $12B
  10. 1210
    Vontobel Swiss Financial AdvisersZurich, Switzerland · 2,583 clientsBroker-dealer firmHybridBank Vontobel AG, Vontobel Securities LTD.
    Bank Vontobel AG 100%
    $12B
  11. 1211
    Sentinel Pension Advisors, LLC.Wakefield, MA · 2,056 clientsAsset managerHybridSentinel Securities, LLC.
    No custodian reported
    $12B
  12. 1212
    Christian Brothers Investment Services, Inc.Chicago, IL · 1 clientsAsset managerHybrid
    No custodian reported
    $12B
  13. 1213
    Canyon Capital Advisors LLCDallas, TX · 28 clientsPrivate fund adviserHybridCP Investments, LLC
    No custodian reported
    $12B
  14. 1214
    Canyon CLO Advisors LPDallas, TX · 27 clientsPrivate fund adviserHybridCP Investments, LLC
    No custodian reported
    $12B
  15. 1215
    Goldberg Lindsay & Co. LLCNew York, NY · 17 clientsPrivate fund adviser
    No custodian reported
    $12B
  16. 1216
    Hub Investment Partners, LLCAustin, TX · 6,127 clientsWealth managerAffiliated broker-dealerHub International Investment Services Inc.
    Schwab 87%
    $12B
  17. 1217
    Levine Leichtman Capital Partners, LLCBeverly Hills, CA · 56 clientsPrivate fund adviser
    No custodian reported
    $12B
  18. 1218
    Paradigm Operations LPSan Francisco, CA · 8 clientsPrivate fund adviser
    No custodian reported
    $12B
  19. 1219
    First Sentier Investors (UK) Funds LimitedLondon, United Kingdom · 17 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $12B
  20. 1220
    FTV CapitalSan Francisco, CA · 18 clientsPrivate fund adviser
    No custodian reported
    $12B
  21. 1221
    Stonebridge Advisors LLCWilton, CT · 255 clientsAsset managerHybridFirst Trust Portfolios L.P.
    Schwab 44%UBS 43%
    $12B
  22. 1222
    Akre Capital Management, LLCMiddleburg, VA · 220 clientsAsset managerHybrid
    Schwab 58%Fidelity 42%
    $12B
  23. 1223
    Entrust Global Partners LLCNew York, NY · 90 clientsPrivate fund adviser
    Royal Bank of Canada (channel Islands) Limited 99%
    $12B
  24. 1224
    137 Ventures Management, LLCSan Francisco, CA · 50 clientsPrivate fund adviser
    No custodian reported
    $12B
  25. 1225
    Octopus Energy GenerationLondon, United Kingdom · 17 clientsAsset manager
    No custodian reported
    $12B
  26. 1226
    Perceptive AdvisorsNew York, NY · 26 clientsPrivate fund adviser
    Merrill / Bank of America 100%
    $12B
  27. 1227
    Sparx Asset Management Co., LTD.Tokyo, Japan · 98 clientsBroker-dealer firm
    Citi 100%
    $12B
  28. 1228
    Kline Hill Partners LPGreenwich, CT · 36 clientsPrivate fund adviser
    No custodian reported
    $12B
  29. 1229
    Yacktman Asset Management LPAustin, TX · 636 clientsAsset managerHybridAMG Distributors, Inc.
    Goldman Sachs 75%UBS 25%
    $12B
  30. 1230
    Gamco Asset Management Inc.Greenwich, CT · 2,042 clientsAsset managerHybridG.distributors, LLC, G.research, LLC
    J.P. Morgan 55%Wells Fargo 45%
    $12B
  31. 1231
    Bimini Advisors, LLCVero Beach, FL · 1 clientsPrivate fund adviser
    No custodian reported
    $12B
  32. 1232
    Winton Capital Management LTD.London, United Kingdom · 36 clientsPrivate fund adviserHybrid
    J.P. Morgan 38%Goldman Sachs 31%BNY 30%
    $12B
  33. 1233
    Bricktown Capital, LLCDetroit, MI · 28 clientsAsset manager
    State Street 46%Comerica Bank 35%
    $12B
  34. 1234
    Greenhaven Associates IncPurchase, NY · 132 clientsWealth manager
    J.P. Morgan 100%
    $12B
  35. 1235
    CS McKeeWarrendale, PA · 554 clientsAsset managerHybridSanctuary Securities, Inc.
    Northern Trust 100%
    $12B
  36. 1236
    TPG Solutions AdvisorsFort Worth, TX · 35 clientsPrivate fund adviserHybridAngelo, Gordon Hong Kong Limited, TPG Angelo, Gordon International LLC
    No custodian reported
    $12B
  37. 1237
    Novacap Management US Inc.Brossard, Quebec, Canada · 54 clientsPrivate fund adviser
    No custodian reported
    $12B
  38. 1238
    Evergreen Investment AdvisorsChicago, IL · 3 clientsPrivate fund adviser
    No custodian reported
    $12B
  39. 1239
    Gateway Investment Advisers, LLCCincinnati, OH · 318 clientsAsset managerAffiliated broker-dealerNatixis Distribution, LLC
    Schwab 41%Northern Trust 40%
    $12B
  40. 1240
    Curi Capital, LLCChicago, IL · 2,960 clientsWealth managerHybrid
    Fidelity 82%
    $12B

RIAs by state