Wealth manager, independent · St. George, UT
Soltis Investment Advisors, LLC
SEC-registered investment adviser · CRD 154690 · SEC 801-71833
At a glance
Soltis Investment Advisors, LLC is an SEC-registered investment adviser based in St. George, Utah, with $12B in regulatory assets under management as of its Form ADV filed July 9, 2026. It reports 5,113 individual clients, 3,207 of them high-net-worth, holding an average of about $1.3 million each, and 121 employees. That ranks it 80th among the nation’s 5,657 independent wealth management RIAs and 1st of 85 in Utah. It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab.
Main office 435-674-1600soltisadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $12B
- Rank among independent wealth managers
- #80 of 5,657
- Rank among all SEC RIAs
- #1,203 of 17,210
- Rank in Utah
- #1 of 85
- Individual clients
- 5,113
- High-net-worth clients
- 3,207
- Accounts
- 5,414
- Discretionary
- 100% of AUM
- Employees
- 121
- Advisory staff
- 63
- Offices
- 20
Owners and executives on its Form ADV
- Hal G. AndersonDirector
- Clark V. TaylorCEO
- Tyler J. FinlinsonPresident
- Brent D. MooreExecutive Vice President
- Casey J. BarrusCFO
- Kenneth I. GrossfieldGeneral Counsel and CCO
- Dana A. KurttilaDirector
- Clive P. CholertonDirector
- Neal J. SimonDirector
- Samuel H. RyderDirector
- Takashi B. MoriuchiDirector
- Mitchell L. HollinDirector
Custody and brokerage
Broker-dealer
No broker-dealer ties
Soltis Investment Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 3,207 | $6.5B | 54% |
| Pension and profit sharing plans | 243 | $4.7B | 39% |
| Individuals | 1,906 | $397M | 3% |
| Charitable organizations | 20 | $287M | 2% |
| Corporations or other businesses | 38 | $162M | 1% |
Disciplinary disclosures
Soltis Investment Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗soltisadvisors.com ↗
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The full record on Soltis Investment Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 353 peers of its type and size
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- Owners and executives, with titles and stakes
- 12 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Utah
All of Utah →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Sepio Capital, LPSalt Lake City | $5.6B | 276 |
| Diversify Advisory Services, LLCSouth Jordan | $4.6B | 5,200 |
| Diversify Wealth Management, LLCSouth Jordan | $4.1B | 4,719 |
| Crewe AdvisorsSalt Lake City | $3.1B | 514 |
| Capita Financial Network, LLCDraper | $2.3B | 2,888 |
| Albion Financial GroupSalt Lake City | $2.0B | 722 |
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Background
Questions
How much does Soltis Investment Advisors, LLC manage?
Soltis Investment Advisors, LLC reports $12B in regulatory assets under management across 5,414 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 9, 2026.
How many clients does Soltis Investment Advisors, LLC have?
It reports 5,113 individual clients: 3,207 high-net-worth individuals and 1,906 other individuals. Individuals account for about 57% of its regulatory assets.
Where is Soltis Investment Advisors, LLC headquartered?
Its main office is in St. George, Utah. It reports 20 offices in total and 121 employees, 63 of whom perform investment advisory functions.
How does Soltis Investment Advisors, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Soltis Investment Advisors, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab. On Schedule D of its Form ADV filed July 9, 2026, it reports these amounts held: Fidelity ($8.3B); Charles Schwab ($2.8B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Soltis Investment Advisors, LLC a hybrid RIA with a broker-dealer?
Soltis Investment Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Soltis Investment Advisors, LLC a fiduciary?
As an SEC-registered investment adviser, Soltis Investment Advisors, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Soltis Investment Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →