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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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RIAs by state · SEC data as of October 1, 2026

RIAs in Utah

The SEC-registered investment advisers based in Utah, what they manage, and the largest independent wealth managers.

Utah is home to 101 wealth-focused RIAs managing $76B, 25th of 51 states and DC. The largest is Soltis Investment Advisors, LLC in St. George, with $12B.

Wealth-focused RIAs
101
25th of 51
Their assets
$76B
30th of 51
$1B+ firms
19
Median $329M
All SEC RIAs
150
3,640 employees

Largest independent wealth managers in Utah

Largest independent wealth managers headquartered in Utah
#FirmHeadquartersRegulatory AUMIndividual clientsEmployees
1Soltis Investment Advisors, LLCSEC recordSt. George$12B5,113121
2Sepio Capital, LPSEC recordSalt Lake City$5.6B27631
3Diversify Advisory Services, LLCSEC recordSouth Jordan$4.6B5,200206
4Diversify Wealth Management, LLCSEC recordSouth Jordan$4.1B4,71995
5Crewe AdvisorsSEC recordSalt Lake City$3.1B51432
6Capita Financial Network, LLCSEC recordDraper$2.3B2,88859
7Albion Financial GroupSEC recordSalt Lake City$2.0B72231
8Physician Wealth Advisors, Inc.SEC recordSalt Lake City$2.0B1,08815
9The Norden Group LLCSEC recordProvo$2.0B1,27130
10Alta Capital Management LLCSEC recordSalt Lake City$1.6B1,19319
11Drive Wealth AdvisersSEC recordLehi$1.5B1,07317
12Portside Wealth Group, LLCSEC recordProvo$1.4B6,25754
13B.O.S.S. Retirement Advisors, LLCSEC recordLehi$1.4B4,95687
14Iron Gate Global AdvisorsSEC recordNorth Salt Lake$1.3B1,7607
15Andina AdvisorsSEC recordLogan$1.3B63213

Ranked by regulatory assets under management on each firm’s latest Form ADV. Excludes broker-dealers’ advisory arms and managed-account platforms. Nationally: the 100 largest RIAs.

Questions

How many RIAs are there in Utah?

150 SEC-registered investment advisers have their main office in Utah, and 101 of them are wealth-focused, managing at least half of their assets for individuals and high-net-worth clients. That ranks Utah 25th of 51 states and DC, according to Financial ADVSR’s count of SEC data as of October 1, 2026.

What is the largest RIA in Utah?

Soltis Investment Advisors, LLC, based in St. George, is the largest independent wealth manager headquartered in Utah, with $12B in regulatory assets under management and 5,113 individual clients on its latest Form ADV.

How much do Utah RIAs manage?

Wealth-focused RIAs based in Utah report $76B in regulatory assets under management, 30th among the states. 19 of them manage $1 billion or more; the median manages $329M.

How we built this

The SEC publishes a list of every registered investment adviser, drawn from each firm’s Form ADV. We used the list current through October 1, 2026, kept the 16,943 advisers the SEC shows as approved, and placed each in the state of its main office; 14,641 are based in the United States. Regulatory assets under management come from Item 5.F, client counts from Item 5.D.

Wealth-focused RIAs manage at least half of their assets for individuals and high-net-worth clients, the same test as our RIA Custody Tracker; there are 8,130 in the US. Rankings and each state’s largest-firms list show independent wealth managers only: wealth-focused firms that offer financial planning, are not themselves broker-dealers, and hold less than half their assets in wrap programs they sponsor or manage. That leaves out wirehouse and broker-dealer advisory arms and managed-account platforms, which still count in each state’s totals.

What it doesn’t show

  • State-registered advisers, most of which manage less than $100 million, register with their state regulator and aren’t in SEC data.
  • A firm counts only in its main office state, though many have offices in several.
  • Figures are as of each adviser’s latest annual Form ADV update, usually its December 31 fiscal year-end, so they lag recent deals.
  • Firms that file under more than one registration (an RIA and a separate institutional arm, for example) appear as separate advisers.

The data is free to use with credit to Financial ADVSR. Questions or corrections: contact the editors.

Other states