RIA comparison · SEC Form ADV
Soltis Investment Advisors, LLC vs Sepio Capital, LP
Two independent wealth managers side by side: assets, clients, staff, services and fees, from each firm’s own filing.
The short answer
Soltis Investment Advisors, LLC is the larger of the two, with $12B in regulatory assets to $5.6B at Sepio Capital, LP, 2.1 times the size of its rival, by their latest Form ADV filings. Soltis Investment Advisors, LLC reports more individual clients (5,113 vs 276), while Sepio Capital, LP’s clients hold more on average (about $15 million each against $1.3 million). Both are based in Utah: Soltis Investment Advisors, LLC in St. George and Sepio Capital, LP in Salt Lake City.
| Figure | Soltis Investment Advisors, LLC | Sepio Capital, LP |
|---|---|---|
| Regulatory AUM | $12B | $5.6B |
| National rank | #80 | #186 |
| Headquarters | St. George, Utah | Salt Lake City, Utah |
| Individual clients | 5,113 | 276 |
| High-net-worth clients | 3,207 | 276 |
| Average client assets | $1.3 million | $15 million |
| Accounts | 5,414 | 374 |
| Discretionary | 100% of AUM | 89% of AUM |
| Employees | 121 | 31 |
| Advisory staff | 63 | 18 |
| Clients per advisory employee | 81 | 15 |
| Offices | 20 | 5 |
| Form ADV filed | 2026-07-09 | 2026-04-27 |
Soltis Investment Advisors, LLC
Full profile →Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Sepio Capital, LP
Full profile →Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
- Other
Questions
Which is bigger, Soltis Investment Advisors, LLC or Sepio Capital, LP?
Soltis Investment Advisors, LLC, with $12B in regulatory assets under management against $5.6B at Sepio Capital, LP. Nationally they rank #80 and #186 among 5,657 independent wealth management RIAs.
How many clients do Soltis Investment Advisors, LLC and Sepio Capital, LP have?
Soltis Investment Advisors, LLC reports 5,113 individual clients (3,207 high-net-worth) with 63 advisory employees; Sepio Capital, LP reports 276 (276 high-net-worth) with 18 advisory employees.
How do Soltis Investment Advisors, LLC and Sepio Capital, LP charge clients?
Only Sepio Capital, LP lists other forms of compensation on Form ADV. Fee schedules and minimums are in each firm’s Form ADV Part 2A brochure.
What services do Soltis Investment Advisors, LLC and Sepio Capital, LP offer?
Soltis Investment Advisors, LLC lists educational seminars and workshops, which Sepio Capital, LP does not. Sepio Capital, LP lists portfolio management for investment companies; portfolio management for pooled investment vehicles, which Soltis Investment Advisors, LLC does not. Both offer financial planning; portfolio management for individuals and small businesses; portfolio management for businesses and institutions; pension consulting; selecting other advisers.
More comparisons
Where these numbers come from
Every figure is the firm’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Average client assets divide the assets held for individual and high-net-worth clients by their number. Ranks compare each firm with all US-based independent wealth management RIAs, the same field as The Largest RIAs. Figures can lag recent deals and market moves.
Not an endorsement or a recommendation of either firm. Before hiring an adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search: Soltis Investment Advisors, LLC ↗, Sepio Capital, LP ↗. How to check a financial advisor →