Private fund adviser · New York, NY
Coller EQT
Coller Capital Inc · SEC-registered investment adviser · CRD 158102 · SEC 801-80195
At a glance
Coller EQT is an SEC-registered investment adviser based in New York, New York, with $12.0 billion in regulatory assets under management as of its Form ADV filed September 18, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 536th of 4,686 private fund advisers and 1,209th of 17,210 SEC-registered advisers by assets.
Main office 212-644-8500collercapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $12B
- Rank among private fund advisers
- #536 of 4,686
- Rank among all SEC RIAs
- #1,209 of 17,210
- Rank in New York
- #321 of 2,591
- Clients
- 33
- Accounts
- 33
- Discretionary
- 0% of AUM
- Employees
- 67
- Advisory staff
- 25
- Offices
- 1
Owners and executives on its Form ADV
- Frank OchsenfeldChief Compliance Officer
- Theodore W. BEALEDirector
- Alex B. Wahllof-MalinconicoDirector
Custody and brokerage
Custodian
Coller EQT’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: EQT Partners BD, LLC.
- EQT Partners BD, LLC ↗CRD 322826
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 33 | $12B | 100% |
Disciplinary disclosures
Coller EQT reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Other services
How it’s paid
- Other
Form ADV and brochures on the SEC’s adviser search ↗collercapital.com ↗
AtlasMembers
The full record on Coller EQT
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 909 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Coller EQT manage?
Coller EQT reports $12.0 billion in regulatory assets under management across 33 accounts, on its Form ADV filed September 18, 2026.
What kind of firm is Coller EQT?
Coller EQT is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. A public reporting company controls it.
Who are Coller EQT’s clients?
By assets, its largest client types are pooled investment vehicles ($12.0 billion, 33 clients).
Does Coller EQT have any disciplinary history?
Coller EQT reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Coller EQT’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-18), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →