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D · Coller Investment Management LTD

Frank Ochsenfeld

CRD 4801877 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Coller Investment Management LTD, an SEC-registered private fund adviser based in St. Peter Port, Guernsey with $36.7 billion in regulatory assets, lists Frank Ochsenfeld on its Form ADV as D, a control person. The SEC filings also name Frank at 2 other registered advisers.

Firms and roles

  • Coller Investment Management LTDDPrivate fund adviser · St. Peter Port, Guernsey · $37B in regulatory assets
  • Coller EQTChief Compliance OfficerPrivate fund adviser · New York, NY · $12B in regulatory assets
  • Coller EQTChief Compliance OfficerAsset manager · New York, NY · $1.8B in regulatory assets

AtlasMembers

Frank’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (13)

8 more people named with Frank on the same filings, with titles and firms. Free in Atlas with a free account.

See all 13 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Frank’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.