Asset manager · Sydney, New South Wales, Australia
Northcape Capital
Northcape Capital PTY LTD · SEC-registered investment adviser · CRD 332305 · SEC 801-131942
At a glance
Northcape Capital is an SEC-registered investment adviser based in Sydney, New South Wales, Australia, with $12.3 billion in regulatory assets under management as of its Form ADV filed August 24, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 466th of 3,218 asset managers and 1,186th of 17,210 SEC-registered advisers by assets.
Main office 028-234-3623northcape.com.auLinkedInAs filed on Form ADV
- Regulatory AUM
- $12B
- Rank among asset managers
- #466 of 3,218
- Rank among all SEC RIAs
- #1,186 of 17,210
- Clients
- 9
- Accounts
- 26
- Discretionary
- 99% of AUM
- Employees
- 33
- Advisory staff
- 14
- Offices
- 2
Owners and executives on its Form ADV
- Craig J. McCourtieDirector
- Patrick F. RusselDirector
- Michael S. RyanDirector / CEO / CCO
- Sean M. CunninghamChief Operating Officer
- Katie M. OrsiniDirector
Custody and brokerage
5 custodians
- State Street$2.9B26%
- Northern Trust$2.7B24%
- J.P. Morgan$2.2B19%
- BNP Paribas Security Services$1.8B16%
- Citi$1.7B15%
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 6 | $4.2B | 34% |
| State or municipal government entities | – | $2.5B | 20% |
| Corporations or other businesses | – | $1.7B | 14% |
| Sovereign wealth funds and foreign official institutions | – | $1.7B | 14% |
| Other investment advisers | – | $1.3B | 11% |
| Pooled investment vehicles | 3 | $851M | 7% |
| Banking or thrift institutions | – | $86M | <1% |
Disciplinary disclosures
Northcape Capital reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗northcape.com.au ↗
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The full record on Northcape Capital
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 511 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Northcape Capital manage?
Northcape Capital reports $12.3 billion in regulatory assets under management across 26 accounts, 99% of it on a discretionary basis, on its Form ADV filed August 24, 2026.
What kind of firm is Northcape Capital?
Northcape Capital is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Northcape Capital’s clients?
By assets, its largest client types are pension and profit sharing plans ($4.2 billion, 6 clients); state or municipal government entities ($2.5 billion); corporations or other businesses ($1.7 billion).
Does Northcape Capital have any disciplinary history?
Northcape Capital reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Northcape Capital’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →