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Chief Operating Officer · Northcape Capital

Sean M. Cunningham

CRD 7963350 · Named on Form ADV at one SEC-registered adviser

At a glance

Northcape Capital, an SEC-registered asset manager based in Sydney, New South Wales, Australia with $12.3 billion in regulatory assets, lists Sean M. Cunningham on its Form ADV as Chief Operating Officer, a control person.

Firms and roles

  • Northcape CapitalChief Operating OfficerAsset manager · Sydney, New South Wales, Australia · $12B in regulatory assets

AtlasMembers

Sean’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sean’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.