Broker-dealer firm · Toronto (ontario), Canada
Franklin Templeton Investments Corp.
SEC-registered investment adviser · CRD 111364 · SEC 801-58185
At a glance
Franklin Templeton Investments Corp. is an SEC-registered investment adviser based in Toronto (ontario), Canada, with $12.8 billion in regulatory assets under management as of its Form ADV filed September 16, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 47 individual clients. By Form ADV it is a broker-dealer firm, ranked 58th of 391 broker-dealer firms and 1,167th of 17,210 SEC-registered advisers by assets.
Main office 416-957-6000franklintempleton.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $13B
- Rank among broker-dealer firms
- #58 of 391
- Rank among all SEC RIAs
- #1,167 of 17,210
- Individual clients
- 47
- High-net-worth clients
- 47
- Accounts
- 101
- Discretionary
- 100% of AUM
- Employees
- 193
- Advisory staff
- 28
- Offices
- 3
Owners and executives on its Form ADV
- Garey J. AitkenManaging Director, Head of Canadian Equities
- Tina M. SadlerExec. Vice President/portfolio Manager/research Analyst
- David PatersonChief Financial Officer and Director
- Andrew J. AshtonDirector and Chairman
- Kathy Lisa JohnsonChief Compliance Officer
- Dennis C. TewHead of Sales, Director
- Thomas M. OgormanSenior Vice-President/ Director LAM Americas Fixed Income
- Bradley G. BeuttenmillerSenior Associate General Counsel
Custody and brokerage
2 custodians
- State Street$687M65%
- Royal Bank of Canada$376M35%
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Clarion Partners Emea Limited, Clarion Partners Europe (u.k.) Limited, Clarion Partners Securities, LLC, Clarion Partners, LLC, FTC Investor Services Inc., Franklin Distributors, LLC, Franklin Templeton International Services S.a R.L., Franklin Templeton Investments (asia) Limited, Goldberry Wealth Gmbh, Royce Fund Services, LLC and Templeton Asset Management LTD..
- Clarion Partners Emea Limited
- Clarion Partners Europe (u.k.) Limited ↗CRD 322463
- Clarion Partners Securities, LLC ↗CRD 166384
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, November 2025
- Clarion Partners, LLC ↗CRD 108803
- FTC Investor Services Inc.
- Franklin Distributors, LLC ↗CRD 109064
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, December 2025
- Franklin Templeton International Services S.a R.L. ↗CRD 172140
- Franklin Templeton Investments (asia) Limited ↗CRD 114898
- Goldberry Wealth Gmbh
- Royce Fund Services, LLC ↗CRD 14470
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, December 2025
- Templeton Asset Management LTD. ↗CRD 111382
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 48 | $11B | 82% |
| Investment companies | 3 | $924M | 7% |
| Sovereign wealth funds and foreign official institutions | – | $677M | 5% |
| Charitable organizations | 23 | $272M | 2% |
| Pension and profit sharing plans | 17 | $224M | 2% |
| Insurance companies | – | $126M | <1% |
| State or municipal government entities | – | $23M | <1% |
| High-net-worth individuals | 47 | $12M | <1% |
| Other investment advisers | – | $8M | <1% |
| Other | – | $0M | <1% |
Disciplinary disclosures
Franklin Templeton Investments Corp. answers yes to 7 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗franklintempleton.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Franklin Templeton Investments Corp. manage?
Franklin Templeton Investments Corp. reports $12.8 billion in regulatory assets under management across 101 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 16, 2026.
What kind of firm is Franklin Templeton Investments Corp.?
Franklin Templeton Investments Corp. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Franklin Templeton Investments Corp.’s clients?
By assets, its largest client types are pooled investment vehicles ($10.5 billion, 48 clients); investment companies ($924 million, 3 clients); sovereign wealth funds and foreign official institutions ($677 million).
Does Franklin Templeton Investments Corp. have any disciplinary history?
Franklin Templeton Investments Corp. answers yes to 7 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Franklin Templeton Investments Corp.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →