Chief Financial Officer and Director · Franklin Templeton Investments Corp.
David Paterson
CRD 7001546 · Named on Form ADV at one SEC-registered adviser
At a glance
Franklin Templeton Investments Corp., an SEC-registered broker-dealer firm based in Toronto (ontario), Canada with $12.8 billion in regulatory assets, lists David Paterson on its Form ADV as Chief Financial Officer and Director, a control person.
Firms and roles
- Franklin Templeton Investments Corp.Chief Financial Officer and DirectorBroker-dealer firm · Toronto (ontario), Canada · $13B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Garey J. AitkenManaging Director, Head of Canadian Equities, Franklin Templeton Investments Corp.
- Tina M. SadlerExec. Vice President/portfolio Manager/research Analyst, Franklin Templeton Investments Corp.
- Andrew J. AshtonDirector and Chairman, Franklin Templeton Investments Corp.
- Kathy Lisa JohnsonChief Compliance Officer, Franklin Templeton Investments Corp.
- Dennis C. TewHead of Sales, Director, Franklin Templeton Investments Corp.
2 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.