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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4076
    Trivium Point Advisory, LLCWilton, CT · 850 clientsWealth managerHybrid
    Schwab 60%LPL Financial 25%
    $1.6B
  2. 4077
    Matisse CapitalPortland, OR · 358 clientsAsset manager
    Schwab 76%Vanguard 24%
    $1.6B
  3. 4079
    Telos Capital Management, Inc.San Diego, CA · 956 clientsWealth manager
    Schwab 100%
    $1.6B
  4. 4080
    Intrepid Capital Management IncJacksonville Beach, FL · 671 clientsAsset managerHybrid
    U.S. Bank 82%
    $1.6B
  5. 4081
    L. ROY Papp & Associates, LLPPhoenix, AZ · 576 clientsWealth manager
    Schwab 100%
    $1.6B
  6. 4083
    Pasadena Private Wealth, LLCPasadena, CA · 524 clientsWealth managerHybrid
    Fidelity 83%
    $1.6B
  7. 4085
    Bloom AdvisorsFarmington Hills, MI · 1,166 clientsWealth manager
    Fidelity 53%Schwab 47%
    $1.6B
  8. 4086
    ISC Advisors, Inc.Dallas, TX · 1,928 clientsAsset managerHybridInstitutional Securities Corporation
    RBC 27%Oneamerica Securities 25%
    $1.6B
  9. 4088
    Fortis Capital Advisors, LLCPrairie Village, KS · 2,171 clientsWealth managerHybrid
    Schwab 89%
    $1.6B
  10. 4094
    Sierra Capital LLCMiami, FL · 76 clientsWealth manager
    Morgan Stanley 30%J.P. Morgan 28%Schwab 25%
    $1.6B
  11. 4099
    Global Strategic Nextgen OcioScottsdale, AZ · 129 clientsWealth manager
    Schwab 100%
    $1.6B
  12. 4102
    NBT Capital Management, Inc.Norwich, NY · 786 clientsAsset managerHybrid
    Schwab 100%
    $1.6B
  13. 4107
    Bouchey Financial Group, LTD.Troy, NY · 1,225 clientsWealth manager
    Schwab 100%
    $1.6B
  14. 4113
    N.E.W. Advisory Services, LLCDe Pere, WI · 4,862 clientsWealth managerHybrid
    Schwab 100%
    $1.6B
  15. 4115
    CGN Advisors, LLCManhattan, KS · 1,321 clientsWealth manager
    Schwab 100%
    $1.6B
  16. 4116
    Beam Wealth Advisors, Inc.Covington, LA · 2,258 clientsWealth managerHybrid
    Fidelity 49%Raymond James 36%
    $1.6B
  17. 4117
    Alta Capital Management LLCSalt Lake City, UT · 1,308 clientsWealth managerBank-affiliatedAffiliated broker-dealer
    Schwab 100%
    $1.6B
  18. 4119
    Tribridge Partners Financial LLCColumbia, MD · 352 clientsAsset managerHybridMMA Securities LLC
    Principal Financial Group 43%Schwab 37%
    $1.6B
  19. 4126
    Tanglewood Total Wealth Management, Inc.Houston, TX · 417 clientsWealth manager
    Schwab 100%
    $1.6B
  20. 4127
    Rollins Financial Advisors, LLCAtlanta, GA · 1,004 clientsWealth managerAffiliated broker-dealer
    Fidelity 52%Schwab 48%
    $1.6B
  21. 4129
    Compass ION Advisors, LLCConshohocken, PA · 1,204 clientsWealth managerHybrid
    Schwab 76%Fidelity 24%
    $1.6B
  22. 4132
    Ciccarelli Advisory Services IncNaples, FL · 3,553 clientsWealth managerHybrid
    Schwab 64%SEI 36%
    $1.6B
  23. 4139
    Kavar Capital PartnersLeawood, KS · 457 clientsWealth managerAffiliated broker-dealer
    Schwab 100%
    $1.6B
  24. 4144
    Thrive Wealth Management, LLCAudubon, PA · 870 clientsWealth manager
    Schwab 100%
    $1.6B
  25. 4146
    Petersen Hastings Wealth Advisors, Inc.Kennewick, WA · 1,309 clientsWealth manager
    LPL Financial 68%
    $1.6B
  26. 4147
    Calton & Associates, Inc.Tampa, FL · 5,283 clientsBroker-dealer firmHybrid
    Fidelity 48%Schwab 29%
    $1.6B
  27. 4158
    PER Stirling Capital Management, LLCAustin, TX · 1,101 clientsWealth managerHybrid
    Fidelity 90%
    $1.6B
  28. 4159
    Invst, LLCIndianapolis, IN · 2,301 clientsWealth managerHybrid
    Schwab 100%
    $1.6B
  29. 4163
    LVM Capital Management LTDPortage, MI · 1,416 clientsWealth manager
    Schwab 100%
    $1.6B
  30. 4164
    MJP Wealth AdvisorsFarmington, CT · 906 clientsWealth managerHybrid
    Schwab 100%
    $1.6B
  31. 4165
    Godsey & Gibb Wealth ManagementRichmond, VA · 831 clientsWealth manager
    Schwab 100%
    $1.6B
  32. 4168
    Royal Fund Management, LLCLady Lake, FL · 4,966 clientsWealth manager
    Schwab 100%
    $1.6B
  33. 4171
    Burton Enright WelchWalnut Creek, CA · 652 clientsWealth manager
    Schwab 100%
    $1.6B
  34. 4172
    Roble, Belko and Company, Inc.Sewickley, PA · 248 clientsWealth manager
    Schwab 100%
    $1.6B
  35. 4174
    Pekin Hardy Strauss, Inc.Chicago, IL · 743 clientsWealth manager
    Pershing 79%
    $1.6B
  36. 4176
    ISC Financial AdvisorsAlbert Lea, MN · 1,318 clientsWealth managerHybrid
    Schwab 100%
    $1.6B
  37. 4177
    Annandale Capital, LLCDallas, TX · 220 clientsWealth manager
    Schwab 100%
    $1.6B
  38. 4179
    CCM Investment Advisers, LLCColumbia, SC · 916 clientsWealth manager
    Schwab 79%
    $1.5B
  39. 4180
    Tritonpoint Wealth, LLCChevy Chase, MD · 347 clientsWealth manager
    Schwab 98%
    $1.5B
  40. 4189
    Cutler Investment GroupJacksonville, OR · 1,074 clientsWealth manager
    Schwab 85%
    $1.5B

RIAs by state