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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3414
    Heritage Investment Group, Inc.Pompano Beach, FL · 906 clientsWealth manager
    Schwab 100%
    $2.2B
  2. 3415
    Clearbridge Investments (north America) PTY LimitedSydney, Australia · 19 clientsPrivate fund adviserAffiliated broker-dealerFranklin Distributors, LLC, Franklin Templeton Investments Corp.
    J.P. Morgan 50%Northern Trust 36%
    $2.2B
  3. 3416
    Lbmc Investment Advisors, LLCBrentwood, TN · 513 clientsWealth manager
    Schwab 73%Fidelity 27%
    $2.2B
  4. 3418
    Human InvestingLake Oswego, OR · 1,348 clientsAsset manager
    Fidelity 43%Schwab 40%
    $2.2B
  5. 3419
    Wealthquest CorporationCincinnati, OH · 1,593 clientsWealth manager
    Schwab 100%
    $2.2B
  6. 3421
    Aristotle Atlantic Partners, LLCSarasota, FL · 359 clientsAsset manager
    Schwab 84%
    $2.2B
  7. 3423
    E. S. Barr & CompanyLexington, KY · 432 clientsWealth manager
    Raymond James 65%Schwab 35%
    $2.2B
  8. 3426
    United Asset Strategies Inc.Garden City, NY · 1,673 clientsWealth manager
    Schwab 100%
    $2.2B
  9. 3427
    TPG Financial Advisors, LLCPortland, OR · 637 clientsAsset manager
    Assetmark Brokerage 32%Schwab 24%Fidelity 22%
    $2.2B
  10. 3432
    Grandfield & Dodd, LLCNew York, NY · 769 clientsWealth manager
    Schwab 100%
    $2.2B
  11. 3433
    Patten and Patten, Inc.Chattanooga, TN · 879 clientsWealth manager
    Schwab 100%
    $2.2B
  12. 3434
    Advisors Asset Management, Inc.Monument, CO · 1,505 clientsBroker-dealer firmHybridBentallgreenoak Real Estate US LLC, MFS Fund Distributors, Inc.
    Fidelity 61%Schwab 25%
    $2.2B
  13. 3442
    Kiley Juergens Wealth Management, LLCOlympia, WA · 3,070 clientsWealth managerHybrid
    Schwab 100%
    $2.2B
  14. 3444
    1834 Investment Advisors Co.Milwaukee, WI · 542 clientsAsset manager
    Schwab 70%Empower Financial Services 30%
    $2.2B
  15. 3446
    Independence Asset Advisors, LLCWynnewood, PA · 38 clientsAsset manager
    PNC Wealth Management 31%Schwab 26%U.S. Bancorp Investments 24%
    $2.2B
  16. 3450
    Wealthplan Investment Management LLCOmaha, NE · 2,145 clientsWealth manager
    Schwab 100%
    $2.2B
  17. 3451
    Nadler Financial Group, Inc.Deerfield, IL · 1,072 clientsWealth managerHybrid
    Schwab 100%
    $2.2B
  18. 3455
    The Investment Counsel CompanyLas Vegas, NV · 410 clientsWealth manager
    Schwab 100%
    $2.2B
  19. 3458
    Joel R. Mogy Investment Counsel Inc.Beverly Hills, CA · 278 clientsWealth manager
    Schwab 62%Citi 38%
    $2.2B
  20. 3460
    Condor Capital Wealth ManagementMartinsville, NJ · 879 clientsWealth manager
    Schwab 100%
    $2.2B
  21. 3467
    Sigma Investment CounselorsNorthville, MI · 775 clientsWealth manager
    Schwab 54%Fidelity 46%
    $2.2B
  22. 3471
    PDS Planning IncDublin, OH · 614 clientsWealth manager
    Schwab 100%
    $2.2B
  23. 3472
    Zuckerman Investment GroupChicago, IL · 439 clientsWealth manager
    Schwab 54%Pershing 28%
    $2.2B
  24. 3475
    Abacus Planning Group, Inc.Columbia, SC · 328 clientsWealth manager
    Schwab 100%
    $2.2B
  25. 3476
    Octavia Wealth Advisors LLCCincinnati, OH · 3,803 clientsWealth managerHybrid
    Schwab 100%
    $2.2B
  26. 3482
    Root Financial PartnersAustin, TX · 858 clientsWealth manager
    Schwab 80%
    $2.1B
  27. 3483
    Private AdvisoryRedmond, WA · 929 clientsWealth manager
    Schwab 100%
    $2.1B
  28. 3485
    Ethos Financial Group, LLCKing of Prussia, PA · 1,808 clientsWealth managerHybrid
    Schwab 88%
    $2.1B
  29. 3489
    Van Hulzen Financial AdvisorsEl Dorado Hills, CA · 1,499 clientsWealth managerAffiliated broker-dealerWedbush Securities Inc.
    Schwab 68%
    $2.1B
  30. 3490
    Coastedge Partners, LLCSan Diego, CA · 183 clientsWealth manager
    Schwab 100%
    $2.1B
  31. 3496
    Pinnacle AdvisorsMansfield, OH · 1,088 clientsWealth manager
    Schwab 100%
    $2.1B
  32. 3498
    Next Capital Management LLCNew York, NY · 320 clientsWealth managerHybrid
    Schwab 100%
    $2.1B
  33. 3503
    Roundview Capital, LLCPrinceton, NJ · 565 clientsWealth manager
    Schwab 83%
    $2.1B
  34. 3507
    Okabena Investment Services IncMinneapolis, MN · 148 clientsPrivate fund adviser
    Schwab 100%
    $2.1B
  35. 3512
    Suncoast Equity Management, LLCTampa, FL · 870 clientsWealth manager
    Schwab 100%
    $2.1B
  36. 3520
    Elser Financial Planning, Inc.Indianapolis, IN · 584 clientsWealth manager
    Schwab 100%
    $2.1B
  37. 3522
    Fiduciary Advisors, Inc.St. Louis, MO · 143 clientsAsset manager
    Vanguard 79%
    $2.1B
  38. 3526
    Ameraudi Asset Management, Inc.New York, NY · 968 clientsWealth managerBank-affiliatedHybridAmeraudi Investment Services LLC, clears through Pershing
    Pershing 65%Stonex Financial 26%
    $2.1B
  39. 3528
    Quadrant Private Wealth Management, LLCCenter Valley, PA · 883 clientsBroker-dealer firmHybrid
    Fidelity 78%Schwab 22%
    $2.1B
  40. 3530
    Ascentis Independent Advisors, LLCDallas, TX · 2,815 clientsWealth managerHybrid
    Raymond James 55%Schwab 45%
    $2.1B

RIAs by state