Wealth manager, independent · LAS Vegas, NV
The Investment Counsel Company
The Investment Counsel Company of Nevada · SEC-registered investment adviser · CRD 19608 · SEC 801-32353
At a glance
The Investment Counsel Company is an SEC-registered investment adviser based in LAS Vegas, Nevada, with $2.2B in regulatory assets under management as of its Form ADV filed March 31, 2026. It reports 401 individual clients, 384 of them high-net-worth, holding an average of about $5.2 million each, and 11 employees. That ranks it 509th among the nation’s 5,657 independent wealth management RIAs and 3rd of 31 in Nevada. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 702-871-8510iccnv.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.2B
- Rank among independent wealth managers
- #509 of 5,657
- Rank among all SEC RIAs
- #3,455 of 17,210
- Rank in Nevada
- #3 of 31
- Individual clients
- 401
- High-net-worth clients
- 384
- Accounts
- 2,210
- Discretionary
- 68% of AUM
- Employees
- 11
- Advisory staff
- 11
- Offices
- 1
Owners and executives on its Form ADV
- Randy A. GarciaChief Executive Officer
- Michelle M. KonstantarakisChief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
The Investment Counsel Company reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 384 | $2.1B | 96% |
| Pension and profit sharing plans | 9 | $46M | 2% |
| Charitable organizations | – | $26M | 1% |
| Corporations or other businesses | – | $9M | <1% |
| Individuals | 17 | $6M | <1% |
Disciplinary disclosures
The Investment Counsel Company reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗iccnv.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,821 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Nevada
All of Nevada →| Firm | Regulatory AUM | Clients |
|---|---|---|
| The Ameriflex GroupLAS Vegas | $9.7B | 15,724 |
| Belpointe Asset Management LLCReno | $7.6B | 7,321 |
| Arista Wealth Management, LLCLAS Vegas | $1.2B | 377 |
Background
Questions
How much does The Investment Counsel Company manage?
The Investment Counsel Company reports $2.2B in regulatory assets under management across 2,210 accounts, 68% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
How many clients does The Investment Counsel Company have?
It reports 401 individual clients: 384 high-net-worth individuals and 17 other individuals. Individuals account for about 96% of its regulatory assets.
Where is The Investment Counsel Company headquartered?
Its main office is in LAS Vegas, Nevada. It reports 1 office in total and 11 employees, 11 of whom perform investment advisory functions.
How does The Investment Counsel Company charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does The Investment Counsel Company use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 31, 2026, it reports these amounts held: Charles Schwab ($1.8B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is The Investment Counsel Company a hybrid RIA with a broker-dealer?
The Investment Counsel Company reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is The Investment Counsel Company a fiduciary?
As an SEC-registered investment adviser, The Investment Counsel Company owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is The Investment Counsel Company’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →