Wealth manager, independent · Pompano Beach, FL
Heritage Investment Group, Inc.
SEC-registered investment adviser · CRD 113204 · SEC 801-60396
At a glance
Heritage Investment Group, Inc. is an SEC-registered investment adviser based in Pompano Beach, Florida, with $2.2B in regulatory assets under management as of its Form ADV filed July 27, 2026. It reports 894 individual clients, 444 of them high-net-worth, holding an average of about $2.4 million each, and 21 employees. That ranks it 500th among the nation’s 5,657 independent wealth management RIAs and 27th of 343 in Florida. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 954-785-5400heritageinvestment.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.2B
- Rank among independent wealth managers
- #500 of 5,657
- Rank among all SEC RIAs
- #3,414 of 17,210
- Rank in Florida
- #27 of 343
- Individual clients
- 894
- High-net-worth clients
- 444
- Accounts
- 2,239
- Discretionary
- 100% of AUM
- Employees
- 21
- Advisory staff
- 12
- Offices
- 4
Owners and executives on its Form ADV
- Jr. F. R. MacleanPresident/co-Trustee of Frederick R. Maclean, JR. REV. Trust
- Samuel H. TaylorVice President/cco/ Co-Trustee of the Taylor Family REV. Trust
- Robert I. McCarverSecretary/treasurer
- Laura G. MacleanCo-Trustee of Frederick R. Maclean, JR. REV. Trust/trustee of Maclean Family Trust
- Timothy G. SlatteryChief Investment Officer/trustee of Timothy Glenn Slattery REV. Trust
- Heide R. TaylorCo-Trustee of the Taylor Family REV. Trust
- Tracy M. McCarverHead of Trading
- David K. TeasCo-Trustee of the Teas Revocable Tenancy by the Entirety Trust
- Courtney E. TeasCo-Trustee of the Teas Revocabletenancy by the Entirety Trust
- Laura G. MacleanTrustee of Laura Maclean Irrevocable Trust
Custody and brokerage
Broker-dealer
No broker-dealer ties
Heritage Investment Group, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 444 | $2.0B | 89% |
| Individuals | 450 | $191M | 9% |
| Pension and profit sharing plans | 4 | $31M | 1% |
| Charitable organizations | 8 | $25M | 1% |
Disciplinary disclosures
Heritage Investment Group, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗heritageinvestment.com ↗
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Similar-size RIAs in Florida
All of Florida →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Jaffe Tilchin Investment Partners, LLCTampa | $2.4B | 1,704 |
| Fidelis CapitalTampa | $2.3B | 218 |
| Koss-Olinger Consulting, LLC.Gainesville | $2.2B | 650 |
| Suncoast Equity Management, LLCTampa | $2.1B | 838 |
| Indivisible PartnersClearwater | $2.1B | 534 |
| Provise Management Group, LLCClearwater | $2.0B | 1,139 |
Background
Questions
How much does Heritage Investment Group, Inc. manage?
Heritage Investment Group, Inc. reports $2.2B in regulatory assets under management across 2,239 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 27, 2026.
How many clients does Heritage Investment Group, Inc. have?
It reports 894 individual clients: 444 high-net-worth individuals and 450 other individuals. Individuals account for about 97% of its regulatory assets.
Where is Heritage Investment Group, Inc. headquartered?
Its main office is in Pompano Beach, Florida. It reports 4 offices in total and 21 employees, 12 of whom perform investment advisory functions.
How does Heritage Investment Group, Inc. charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Heritage Investment Group, Inc. use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed July 27, 2026, it reports these amounts held: Charles Schwab ($2.1B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Heritage Investment Group, Inc. a hybrid RIA with a broker-dealer?
Heritage Investment Group, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Heritage Investment Group, Inc. a fiduciary?
As an SEC-registered investment adviser, Heritage Investment Group, Inc. owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Heritage Investment Group, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →