Wealth manager, independent · Clearwater, FL
Provise Management Group, LLC
SEC-registered investment adviser · CRD 105375 · SEC 801-32172
At a glance
Provise Management Group, LLC is an SEC-registered investment adviser based in Clearwater, Florida, with $2.0B in regulatory assets under management as of its Form ADV filed August 17, 2026. It reports 1,139 individual clients, 626 of them high-net-worth, holding an average of about $1.7 million each, and 22 employees. That ranks it 546th among the nation’s 5,657 independent wealth management RIAs and 30th of 343 in Florida. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 727-441-9022provise.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.0B
- Rank among independent wealth managers
- #546 of 5,657
- Rank among all SEC RIAs
- #3,595 of 17,210
- Rank in Florida
- #30 of 343
- Individual clients
- 1,139
- High-net-worth clients
- 626
- Accounts
- 3,492
- Discretionary
- 99% of AUM
- Employees
- 22
- Advisory staff
- 16
- Offices
- 2
Owners and executives on its Form ADV
- Eric R. EbbertCeo/manager
- Jon M. BrethauerPresident/manager
- Shane D O'HaraExecutive Vice President/chief Compliance Officer
- Susan C. WashburnSenior Financial Planner
- Yin YinController
- Robert B. NorwoodSecretary
- Daniel R. MannixSenior Portfolio Manager
Custody and brokerage
Broker-dealer
Hybrid RIA
Provise Management Group, LLC is a hybrid RIA: 7 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Kestra Investment Services, LLC.
- Kestra Investment Services, LLC ↗CRD 42046
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed August 2026) names Kestra Investment Services as the broker-dealer its advisers are registered with.
You can engage certain representatives of ProVise, in their individual capacities as registered securities representative of our affiliated broker- dealer, Kestra IS, to implement investment recommendations on a commission basis.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 626 | $1.7B | 86% |
| Individuals | 513 | $159M | 8% |
| Corporations or other businesses | 20 | $71M | 3% |
| Charitable organizations | 21 | $39M | 2% |
| Pension and profit sharing plans | 10 | $15M | <1% |
Disciplinary disclosures
Provise Management Group, LLC answers yes to 6 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗provise.com ↗
SEC and FINRA actions
- SEC, Aug 12, 2026Fiduciary duty and conflicts. Outcome in the release.Official release
AtlasMembers
The full record on Provise Management Group, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,939 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Florida
All of Florida →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Heritage Investment Group, Inc.Pompano Beach | $2.2B | 894 |
| Suncoast Equity Management, LLCTampa | $2.1B | 838 |
| Indivisible PartnersClearwater | $2.1B | 534 |
| 3edge Asset Management, LPNaples | $2.0B | 1,489 |
| Bulltick Wealth Management, LLCMiami | $1.9B | 280 |
| Fourthought Financial Partners, LLC.Venice | $1.9B | 970 |
Background
Questions
How much does Provise Management Group, LLC manage?
Provise Management Group, LLC reports $2.0B in regulatory assets under management across 3,492 accounts, 99% of it on a discretionary basis, on its Form ADV filed August 17, 2026.
How many clients does Provise Management Group, LLC have?
It reports 1,139 individual clients: 626 high-net-worth individuals and 513 other individuals. Individuals account for about 94% of its regulatory assets.
Where is Provise Management Group, LLC headquartered?
Its main office is in Clearwater, Florida. It reports 2 offices in total and 22 employees, 16 of whom perform investment advisory functions.
How does Provise Management Group, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees; commissions. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Provise Management Group, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed August 17, 2026, it reports these amounts held: Charles Schwab ($1.9B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Provise Management Group, LLC a hybrid RIA with a broker-dealer?
Provise Management Group, LLC is a hybrid RIA: 7 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Kestra Investment Services, LLC. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Provise Management Group, LLC a fiduciary?
As an SEC-registered investment adviser, Provise Management Group, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 7 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Provise Management Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →