Controller at Kestra Financial, Inc · Beacon Financial Group
Yin Yin
CRD 3219513 · Named on Form ADV at 6 SEC-registered advisers
At a glance
Beacon Financial Group, an SEC-registered wealth manager based in Dallas, TX with $1.3 billion in regulatory assets, lists Yin Yin on its Form ADV as Controller at Kestra Financial, Inc, a control person. The SEC filings also name Yin at 5 other registered advisers.
Firms and roles
- Beacon Financial GroupController at Kestra Financial, IncWealth manager · Dallas, TX · $1.3B in regulatory assets
- Kestra Advisory Services, LLCControllerWealth manager · Austin, TX · $80B in regulatory assets
- Kestra Private Wealth Services, LLCAssistant SecretaryWealth manager · Austin, TX · $13B in regulatory assets
- Provise Management Group, LLCControllerWealth manager · Clearwater, FL · $2.0B in regulatory assets
- Hedeker Wealth LLCController and Assistant SecretaryWealth manager · Lincolnshire, IL · $595M in regulatory assets
- Kestra Institutional Services, LLCControllerAsset manager · Austin, TX · $0M in regulatory assets
AtlasMembers
Yin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 6 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (20)
- Stephen A. EngroPresident/ Treasurer/ Chief Compliance Officer/ Secretary, Beacon Financial Group
- Robert B. NorwoodExecutive Vice President of Kestra Financial, Inc, Beacon Financial Group
- Brandon K. SherbertChief Operating Officer, Beacon Financial Group
- Lori A. MarkhamAssistant Secretary, Beacon Financial Group
- Michael R. PedlowEVP, Chief Compliance Officer, Kestra Advisory Services, LLC
15 more people named with Yin on the same filings, with titles and firms. Free in Atlas with a free account.
See all 20 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Yin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.