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EVP, Chief Compliance Officer · Kestra Advisory Services, LLC

Michael R. Pedlow

CRD 4871563 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Kestra Advisory Services, LLC, an SEC-registered wealth manager based in Austin, TX with $79.8 billion in regulatory assets, lists Michael R. Pedlow on its Form ADV as EVP, Chief Compliance Officer, a control person. The SEC filings also name Michael at 2 other registered advisers.

Firms and roles

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

  • Yin YinController, Kestra Advisory Services, LLC
  • Mark P. SchoenbeckEVP, Advisor Engagement, Kestra Advisory Services, LLC
  • John V. AmorePresident, Kestra Advisory Services, LLC
  • Jean-Luc DupontHead of Cybersecurity and Technology Risk, Kestra Advisory Services, LLC
  • Vinay KantEVP, Chief Digital Technology Officer, Kestra Advisory Services, LLC

4 more people named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.