Private fund adviser · Sydney, Australia
Clearbridge Investments (north America) PTY Limited
SEC-registered investment adviser · CRD 151223 · SEC 801-70506
At a glance
Clearbridge Investments (north America) PTY Limited is an SEC-registered investment adviser based in Sydney, Australia, with $2.2 billion in regulatory assets under management as of its Form ADV filed August 28, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 3 individual clients. By Form ADV it is a private fund adviser, ranked 1,577th of 4,686 private fund advisers and 3,415th of 17,210 SEC-registered advisers by assets.
Main office +61293977300clearbridgeinvestments.com.auLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.2B
- Rank among private fund advisers
- #1,577 of 4,686
- Rank among all SEC RIAs
- #3,415 of 17,210
- Individual clients
- 3
- High-net-worth clients
- 0
- Accounts
- 19
- Discretionary
- 98% of AUM
- Employees
- 0
- Advisory staff
- 0
- Offices
- 1
Owners and executives on its Form ADV
- Annette K. GoldenHead of Legal, Risk & Compliance
- Terrence J. MurphyChief Executive Officer
- Annette K. GoldenExecutive Director
- Matthew C. BushbyDirector
- Annette K. GoldenChief Compliance Officer
- Annette K. GoldenCompany Secretary
- Nicholas J. LangleyDirector
Custody and brokerage
7 custodians
- J.P. Morgan$194M50%
- Northern Trust$139M36%
- Raymond James$33M9%
- LPL Financial$8M2%
- Charles Schwab$6M2%
- State Street$4M1%
- Robert W. Baird & Co. Incorporated$1M<1%
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Franklin Distributors, LLC and Franklin Templeton Investments Corp..
- Franklin Distributors, LLC ↗CRD 109064
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, December 2025
- Franklin Templeton Investments Corp. ↗CRD 111364
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 5 | $1.5B | 67% |
| Investment companies | 3 | $347M | 16% |
| Pension and profit sharing plans | 2 | $333M | 15% |
| Other investment advisers | 2 | $41M | 2% |
| Corporations or other businesses | 4 | $9M | <1% |
| Individuals | 3 | $1M | <1% |
Disciplinary disclosures
Clearbridge Investments (north America) PTY Limited answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗clearbridgeinvestments.com.au ↗
AtlasMembers
The full record on Clearbridge Investments (north America) PTY Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,815 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Clearbridge Investments (north America) PTY Limited manage?
Clearbridge Investments (north America) PTY Limited reports $2.2 billion in regulatory assets under management across 19 accounts, 98% of it on a discretionary basis, on its Form ADV filed August 28, 2026.
What kind of firm is Clearbridge Investments (north America) PTY Limited?
Clearbridge Investments (north America) PTY Limited is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. A public reporting company controls it.
Who are Clearbridge Investments (north America) PTY Limited’s clients?
By assets, its largest client types are pooled investment vehicles ($1.5 billion, 5 clients); investment companies ($347 million, 3 clients); pension and profit sharing plans ($333 million, 2 clients).
Does Clearbridge Investments (north America) PTY Limited have any disciplinary history?
Clearbridge Investments (north America) PTY Limited answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Clearbridge Investments (north America) PTY Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →