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Est. 2026The front page of wealth managementNew York

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IN RIA moves: Kintra Wealth adds $355M Great Scott Financial practice4K Retirement Confidence Surges Despite Financial Pressures: MFSWM Private Credit Group Says Market Fears Are Divorced From RealityWSR The Most Important Year-End Review Is Your OwnWSR AmeriFlex Recruits 17 Advisors Representing Over $1.4 Billion In Client AssetsWSR Cerulli: Many Investors Still Struggle To Understand Advisors’ FeesWSR Dear Ryan: Transformed On Paper, Uncertain In PracticeWM As AI Expands, the Standard for Human Advice Must RiseIN Meta deal shields Zuckerberg from California wealth tax billRB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and Anthropic
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

149 firms manage $1.1 trillionRBC

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 7395
    F&v Capital Management, L.L.C.Boca Raton, FL · 132 clientsWealth manager
    RBC 100%
    $558M
  2. 7419
    Sarasin Asset Management LimitedLondon, United Kingdom · 140 clientsWealth managerBank-affiliated
    Bank J Safra Sarasin 44%RBC 34%BNY 22%
    $555M
  3. 7517
    Spirit of America Management CorpSyosset, NY · 21 clientsAsset managerHybridDavid Lerner Associates, Inc., clears through RBC Capital Markets
    RBC 100%
    $540M
  4. 7532
    Deans Knight Capital ManagementVancouver, Canada · 61 clientsPrivate fund adviser
    RBC 36%Raymond James 28%CIBC Mellon Trust 26%
    $538M
  5. 7633
    Gold Investment Management LTD.Edmonton, Canada · 965 clientsWealth manager
    Aviso Financial 79%
    $526M
  6. 7699
    Orion Investment CoSt Louis, MO · 673 clientsWealth managerHybridSauer, Dazey Investment Company, clears through RBC Capital Markets
    RBC 100%
    $515M
  7. 7723
    Fortwood Capital LPGreenwich, CT · 1 clientsAsset managerHybrid
    RBC 100%
    $513M
  8. 8067
    Birinyi Associates, Inc.Westport, CT · 107 clientsWealth manager
    RBC 100%
    $472M
  9. 8076
    Van Clemens Wealth Management, LLCMinneapolis, MN · 616 clientsWealth managerPublic-company ownedHybridVan Clemens & Co. Incorporated
    RBC 52%Schwab 48%
    $470M
  10. 8390
    Gables Capital Management, Inc.Miami, FL · 178 clientsAsset manager
    RBC 52%Argent Trust 34%
    $439M
  11. 8464
    Cutler Capital ManagementWorcester, MA · 146 clientsWealth manager
    Fidelity 88%
    $431M
  12. 8566
    Cascade Investment Group, Inc.Colorado Springs, CO · 623 clientsBroker-dealer firmHybrid
    RBC 100%
    $420M
  13. 8711
    Greenberg Financial GroupTucson, AZ · 804 clientsWealth manager
    RBC 100%
    $407M
  14. 8925
    Nixon Capital LLCAustin, TX · 203 clientsWealth manager
    Schwab 70%RBC 28%
    $390M
  15. 9067
    Financial Advisory Partners, LLCWinter Park, FL · 147 clientsWealth managerBank-affiliatedHybridLanark Financial, Inc.
    RBC 100%
    $378M
  16. 9732
    Ballast Capital Advisors, LLCWest DES Moines, IA · 42 clientsWealth manager
    RBC 100%
    $329M
  17. 9830
    Minerva Advisors LLCBala Cynwyd, PA · 7 clientsPrivate fund adviser
    RBC 68%Merrill / Bank of America 22%
    $321M
  18. 9917
    Garrison Point Capital, LLCSAN Francisco, CA · 16 clientsAsset manager
    RBC 49%
    $316M
  19. 10095
    Oakwood Capital, Inc.St. Louis Park, MN · 616 clientsWealth managerHybridOakwood Capital Securities, Inc.
    RBC 55%Schwab 42%
    $304M
  20. 10109
    Asia Pacific Financial Management Group, Inc.Hagatna, Guam · 1,490 clientsWealth manager
    RBC 100%
    $304M
  21. 10128
    Core FinancialEL Segundo, CA · 129 clientsWealth managerWrap sponsor
    Fidelity 53%Schwab 38%
    $302M
  22. 10221
    Sterling Capital Management IncBrookfield, WI · 388 clientsWealth managerHybrid
    RBC 100%
    $297M
  23. 10588
    Buckman Advisory Group LLCLittle Silver, NJ · 868 clientsWealth managerWrap sponsorHybridBuckman, Buckman & Reid, Inc.
    RBC 100%
    $277M
  24. 10850
    Elco Management Company, LLCNew York, NY · 154 clientsWealth managerWrap sponsor
    Schwab 75%RBC 25%
    $261M
  25. 10985
    Modern Capital Advisors, LLCRaleigh, NC · 1,221 clientsBroker-dealer firmHybridLiberty Partners Financial Services, LLC, Modern Capital Securities Inc.
    RBC 100%
    $255M
  26. 11009
    Indiano Capital ManagementRochester, NY · 53 clientsWealth manager
    RBC 39%UBS 26%
    $254M
  27. 11011
    Mendon Capital Advisors CorpKey Largo, FL · 3 clientsAsset manager
    RBC 100%
    $254M
  28. 11044
    Morgan Dempsey Capital Management LLCMilwaukee, WI · 464 clientsWealth manager
    Schwab 53%
    $252M
  29. 11167
    17 Capital Partners, LLCPhoenix, AZ · 190 clientsWealth manager
    RBC 100%
    $246M
  30. 11350
    Alexander Capital Wealth Management LLCRed Bank, NJ · 614 clientsWealth managerWrap sponsorHybridAlexander Capital, L.P., clears through RBC Capital Markets, Velocity Clearing
    RBC 100%
    $238M
  31. 11555
    J W Korth & CompanyLansing, MI · 12 clientsBroker-dealer firmHybridJ.W. Korth & Company, Limited Partnership
    Pershing 56%RBC 44%
    $229M
  32. 11723
    Adrian DAY Asset ManagementDorado, PR · 147 clientsWealth manager
    RBC 100%
    $222M
  33. 11802
    Strategic Planning Group, Inc.Wellesley, MA · 265 clientsWealth manager
    RBC 100%
    $219M
  34. 11972
    Thompson Davis Asset ManagementRichmond, VA · 300 clientsBroker-dealer firmHybrid
    RBC 100%
    $211M
  35. 11986
    Parkstone Wealth Management, LLCArlington, TX · 22 clientsWealth manager
    RBC 100%
    $211M
  36. 12272
    Paladin PartnersHartland, WI · 45 clientsWealth manager
    RBC 53%Schwab 47%
    $199M
  37. 12449
    First American Asset Advisory, LLCGarden City, NY · 266 clientsBroker-dealer firmHybridMorgan Wilshire Securities, Inc., clears through RBC Capital Markets
    RBC 100%
    $192M
  38. 12543
    ColarionMountain Brook, AL · 96 clientsWealth manager
    Schwab 60%
    $188M
  39. 12670
    Alpenglobal Capital, LLC141 clientsWealth manager
    RBC 99%
    $184M
  40. 12740
    WAX Asset Management LLC74 clientsWealth manager
    RBC 100%
    $181M

RIAs by state