Wealth manager, independent · Edmonton, Canada
Gold Investment Management LTD.
SEC-registered investment adviser · CRD 152056 · SEC 801-72738
At a glance
Gold Investment Management LTD. is an SEC-registered investment adviser based in Edmonton, Canada, with $526 million in regulatory assets under management as of its Form ADV filed March 13, 2026. Its largest client group by assets is individuals, and it reports 934 individual clients. By Form ADV it is a wealth manager, ranked 2,795th of 8,915 wealth managers and 7,633rd of 17,210 SEC-registered advisers by assets.
Main office 780-436-9955gold-im.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $526M
- Rank among wealth managers
- #2,795 of 8,915
- Rank among all SEC RIAs
- #7,633 of 17,210
- Individual clients
- 934
- High-net-worth clients
- 35
- Accounts
- 2,890
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Jonathon A. GoldChief Compliance Officer and President
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 899 | $216M | 41% |
| Pension and profit sharing plans | – | $110M | 21% |
| High-net-worth individuals | 35 | $108M | 21% |
| Charitable organizations | – | $71M | 14% |
| Corporations or other businesses | 31 | $20M | 4% |
Disciplinary disclosures
Gold Investment Management LTD. answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗gold-im.com ↗
AtlasMembers
The full record on Gold Investment Management LTD.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,315 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Gold Investment Management LTD. manage?
Gold Investment Management LTD. reports $526 million in regulatory assets under management across 2,890 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 13, 2026.
What kind of firm is Gold Investment Management LTD.?
Gold Investment Management LTD. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Gold Investment Management LTD.’s clients?
By assets, its largest client types are individuals ($216 million, 899 clients); pension and profit sharing plans ($110 million); high-net-worth individuals ($108 million, 35 clients).
Does Gold Investment Management LTD. have any disciplinary history?
Gold Investment Management LTD. answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Gold Investment Management LTD.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →