Wealth manager, bank-affiliated · London, United Kingdom
Sarasin Asset Management Limited
SEC-registered investment adviser · CRD 115788 · SEC 801-62077
At a glance
Sarasin Asset Management Limited is an SEC-registered investment adviser based in London, United Kingdom, with $555 million in regulatory assets under management as of its Form ADV filed March 19, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 118 individual clients. By Form ADV it is a wealth manager (bank-affiliated), ranked 2,670th of 8,915 wealth managers and 7,419th of 17,210 SEC-registered advisers by assets.
Main office +442070387000sarasinassetmanagement.comAs filed on Form ADV
- Regulatory AUM
- $555M
- Rank among wealth managers
- #2,670 of 8,915
- Rank among all SEC RIAs
- #7,419 of 17,210
- Individual clients
- 118
- High-net-worth clients
- 118
- Accounts
- 139
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 7
- Offices
- 1
Owners and executives on its Form ADV
- Michael J. BlackChief Executive Officer
- Emily S. LanfearChief Legal Officer
- Richard W. JocelynChief Compliance Officer
- Philip A. CollinsChief Investment Officer
- Timothy J. TemplePartner and Chief Operating Officer
- Matthew C. HickChief Risk Officer
- Robert W. ShillinglawChief Finance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 118 | $390M | 70% |
| Charitable organizations | 4 | $72M | 13% |
| Corporations or other businesses | 10 | $66M | 12% |
| Other | 5 | $20M | 4% |
| Pension and profit sharing plans | 3 | $7M | 1% |
Disciplinary disclosures
Sarasin Asset Management Limited answers yes to 9 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗sarasinassetmanagement.com ↗
AtlasMembers
The full record on Sarasin Asset Management Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,163 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sarasin Asset Management Limited manage?
Sarasin Asset Management Limited reports $555 million in regulatory assets under management across 139 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 19, 2026.
What kind of firm is Sarasin Asset Management Limited?
Sarasin Asset Management Limited is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. It reports a bank or thrift among its related persons.
Who are Sarasin Asset Management Limited’s clients?
By assets, its largest client types are high-net-worth individuals ($390 million, 118 clients); charitable organizations ($72 million, 4 clients); corporations or other businesses ($66 million, 10 clients).
Does Sarasin Asset Management Limited have any disciplinary history?
Sarasin Asset Management Limited answers yes to 9 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Sarasin Asset Management Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →