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Chief Compliance Officer · Sarasin Asset Management Limited

Richard W. Jocelyn

CRD 7218489 · Named on Form ADV at one SEC-registered adviser

At a glance

Sarasin Asset Management Limited, an SEC-registered wealth manager based in London, United Kingdom with $555 million in regulatory assets, lists Richard W. Jocelyn on its Form ADV as Chief Compliance Officer.

Firms and roles

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Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Richard on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.