Wealth manager, independent · Wellesley, MA
Strategic Planning Group, Inc.
SEC-registered investment adviser · CRD 124855 · SEC 801-72178
At a glance
Strategic Planning Group, Inc. is an SEC-registered investment adviser based in Wellesley, Massachusetts, with $219 million in regulatory assets under management as of its Form ADV filed March 17, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 265 individual clients. By Form ADV it is a wealth manager, ranked 5,495th of 8,915 wealth managers and 11,802nd of 17,210 SEC-registered advisers by assets.
Main office 781-444-9010spg1.netLinkedInAs filed on Form ADV
- Regulatory AUM
- $219M
- Rank among wealth managers
- #5,495 of 8,915
- Rank among all SEC RIAs
- #11,802 of 17,210
- Rank in Massachusetts
- #488 of 627
- Individual clients
- 265
- High-net-worth clients
- 78
- Accounts
- 724
- Discretionary
- 97% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Jarrod A. ShermanChief Compliance Officer
- David A. RourkePresident
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 78 | $157M | 72% |
| Individuals | 187 | $62M | 28% |
Disciplinary disclosures
Strategic Planning Group, Inc. answers yes to 6 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗spg1.net ↗
AtlasMembers
The full record on Strategic Planning Group, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 6,129 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Strategic Planning Group, Inc. manage?
Strategic Planning Group, Inc. reports $219 million in regulatory assets under management across 724 accounts, 97% of it on a discretionary basis, on its Form ADV filed March 17, 2026.
What kind of firm is Strategic Planning Group, Inc.?
Strategic Planning Group, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Strategic Planning Group, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($157 million, 78 clients); individuals ($62 million, 187 clients).
Does Strategic Planning Group, Inc. have any disciplinary history?
Strategic Planning Group, Inc. answers yes to 6 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Strategic Planning Group, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →