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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1931
    Altarock Partners LPWest Palm Beach, FL · 2 clientsPrivate fund adviser
    No custodian reported
    $5.7B
  2. 1932
    TFO Wealth PartnersMaumee, OH · 1,986 clientsWealth manager
    Schwab 100%
    $5.7B
  3. 1933
    Gallatin Point Capital LLCGreenwich, CT · 44 clientsPrivate fund adviser
    No custodian reported
    $5.7B
  4. 1934
    Sepio Capital, LPSalt Lake City, UT · 295 clientsWealth manager
    Fidelity 100%
    $5.6B
  5. 1935
    Brave Warrior Advisors, LLCNew York, NY · 116 clientsWealth manager
    Pershing 81%
    $5.6B
  6. 1936
    DynamicPhoenix, AZ · 5,634 clientsWealth manager
    Schwab 82%
    $5.6B
  7. 1938
    Yale Capital Corp.St. Petersburg, FL · 118 clientsWealth manager
    Schwab 100%
    $5.6B
  8. 1939
    QIC Investments NO. 1 PTY LTDBrisbane Queensland, Australia · 16 clientsPrivate fund adviser
    Northern Trust 100%
    $5.6B
  9. 1941
    Donald Smith & Co., Inc.New York, NY · 22 clientsAsset manager
    BNY 53%
    $5.6B
  10. 1944
    Allegheny Financial GroupPittsburgh, PA · 3,971 clientsWealth managerWrap sponsor
    Fidelity 100%
    $5.6B
  11. 1945
    PlanpilotChicago, IL · 172 clientsAsset manager
    Tiaa-Cref Trust Company, FSB 100%
    $5.6B
  12. 1947
    Madison Realty CapitalNew York, NY · 10 clientsPrivate fund adviser
    No custodian reported
    $5.6B
  13. 1949
    Alphapoint, Inc.Corona Del Mar, CA · 115 clientsAsset manager
    Fidelity 48%
    $5.6B
  14. 1950
    BalentineAtlanta, GA · 464 clientsWealth manager
    Pershing 100%
    $5.5B
  15. 1951
    Green Court Capital Management LimitedCentral, Hong Kong, Hong Kong · 12 clientsAsset manager
    Citi 57%State Street 43%
    $5.5B
  16. 1952
    Vintage Investment PartnersHerzliya Pituach, Israel · 51 clientsPrivate fund adviser
    No custodian reported
    $5.5B
  17. 1953
    Aikya Investment Management LimitedLondon, United Kingdom · 10 clientsPrivate fund adviser
    No custodian reported
    $5.5B
  18. 1957
    71 West Capital PartnersBoston, MA · 173 clientsWealth managerWrap sponsor
    Pershing 100%
    $5.5B
  19. 1958
    Crescent Grove AdvisorsLake Forest, IL · 382 clientsWealth manager
    Fidelity 100%
    $5.5B
  20. 1959
    Sierra Investment Partners, Inc.Walnut Creek, CA · 120 clientsAsset manager
    U.S. Bank 34%Northern Trust 23%Midwest Institutional 23%
    $5.5B
  21. 1960
    Tuttle Capital Management, LLC81 clientsAsset manager
    No custodian reported
    $5.5B
  22. 1961
    Stacey Braun Associates IncNew York, NY · 1,091 clientsAsset manager
    PNC Bank 50%Amalgamated Bank 29%
    $5.5B
  23. 1962
    Waldron Private WealthBridgeville, PA · 517 clientsWealth manager
    Fidelity 87%
    $5.5B
  24. 1964
    MJ RetirementCarmel, IN · 193 clientsAsset manager
    Fidelity 75%Empower Retirement 25%
    $5.5B
  25. 1965
    Frontier Asset Management, LLCSheridan, WY · 3,240 clientsAsset manager
    Fidelity 75%Schwab 25%
    $5.5B
  26. 1966
    BrockenbroughRichmond, VA · 568 clientsPrivate fund adviser
    Schwab 100%
    $5.5B
  27. 1967
    Integrum Holdings LPNew York, NY · 12 clientsPrivate fund adviser
    No custodian reported
    $5.5B
  28. 1970
    Lime RockWestport, CT · 23 clientsPrivate fund adviser
    No custodian reported
    $5.5B
  29. 1971
    Bansk Group LLCNew York, NY · 20 clientsPrivate fund adviser
    No custodian reported
    $5.5B
  30. 1973
    Vestal Point Capital, LPNew York, NY · 3 clientsPrivate fund adviser
    Goldman Sachs 43%Morgan Stanley 42%
    $5.5B
  31. 1974
    Monomoy Capital Management, L.P.Greenwich, CT · 20 clientsPrivate fund adviser
    No custodian reported
    $5.5B
  32. 1975
    Polaris Capital Management, LLCBoston, MA · 24 clientsAsset manager
    State Street 31%BNY 26%Northern Trust 23%
    $5.5B
  33. 1976
    Altos Ventures Management, Inc.Burlingame, CA · 59 clientsPrivate fund adviser
    No custodian reported
    $5.4B
  34. 1977
    Palestra Capital Management LLCNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $5.4B
  35. 1978
    Sentry Management IncWichita Falls, TX · 88 clientsAsset manager
    Federal Home Loan Bank of Dallas 44%The Independent Bankerbank 36%
    $5.4B
  36. 1981
    Aquatic Capital Management LLCChicago, IL · 4 clientsPrivate fund adviser
    No custodian reported
    $5.4B
  37. 1982
    Motive Capital Management, LLCNew York, NY · 39 clientsPrivate fund adviser
    No custodian reported
    $5.4B
  38. 1983
    Pension Consultants IncSpringfield, MO · 88 clientsAsset manager
    Matrix Trust 52%Empower Trust Company 26%
    $5.4B
  39. 1984
    True North Advisors, LLCDallas, TX · 1,068 clientsWealth manager
    Schwab 81%
    $5.4B
  40. 1986
    Stockbridge InvestorsBoston, MA · 2 clientsPrivate fund adviser
    Brown Brothers Harriman & 100%
    $5.4B

RIAs by state