Asset manager · New York, NY
Donald Smith & Co., Inc.
SEC-registered investment adviser · CRD 104947 · SEC 801-10798
At a glance
Donald Smith & Co., Inc. is an SEC-registered investment adviser based in New York, New York, with $5.6 billion in regulatory assets under management as of its Form ADV filed March 19, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a asset manager, ranked 654th of 3,218 asset managers and 1,941st of 17,210 SEC-registered advisers by assets.
Main office 212-284-0990donaldsmithandco.comAs filed on Form ADV
- Regulatory AUM
- $5.6B
- Rank among asset managers
- #654 of 3,218
- Rank among all SEC RIAs
- #1,941 of 17,210
- Rank in New York
- #502 of 2,591
- Clients
- 22
- Accounts
- 33
- Discretionary
- 100% of AUM
- Employees
- 11
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Richard L. GreenbergCEO, Co-Cio, Shareholder
- Ann E. CianfroneChief Compliance Officer, Chief Operating Officer
- Jon E. HartselCo-Cio, Director of Research, Shareholder
- Kamal ShahMacro Analyst, Trader, Shareholder
- John D. PiermontResearch Analyst, Shareholder
- Jane Jiyoung ParkDirector of Client Relations and Business Development
- Jeffrey E. PutnamAnalyst
- Julie SmithOwner
- Laura WinnerOwner
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 6 | $1.8B | 33% |
| State or municipal government entities | 3 | $1.5B | 26% |
| Investment companies | 1 | $1.3B | 22% |
| Charitable organizations | 8 | $395M | 7% |
| Corporations or other businesses | 2 | $349M | 6% |
| Insurance companies | 1 | $198M | 4% |
| Pension and profit sharing plans | 1 | $96M | 2% |
Private funds
Donald Smith & Co., Inc. reports 3 private funds with $309M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Donald Smith & Co., Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗donaldsmithandco.com ↗
AtlasMembers
The full record on Donald Smith & Co., Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 682 peers of its type and size
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- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Donald Smith & Co., Inc. manage?
Donald Smith & Co., Inc. reports $5.6 billion in regulatory assets under management across 33 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 19, 2026.
What kind of firm is Donald Smith & Co., Inc.?
Donald Smith & Co., Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Donald Smith & Co., Inc.’s clients?
By assets, its largest client types are pooled investment vehicles ($1.8 billion, 6 clients); state or municipal government entities ($1.5 billion, 3 clients); investment companies ($1.3 billion, 1 clients).
Does Donald Smith & Co., Inc. manage private funds?
Yes. It reports 3 private funds with $309 million in gross assets, including hedge funds.
Does Donald Smith & Co., Inc. have any disciplinary history?
Donald Smith & Co., Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Donald Smith & Co., Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →